Last Updated: October 2023 (Austin, Texas)
VIshnupriya Samudrala Investigation Summary
Here’s what you need to know about Austin, Texas, stockbroker Vishnupriya Samudrala:
- Name: Mr. VIshnupriya Samudrala
- Current Employer: Previously registered broker, previously registered investment advisor
- Previous Firms: RBC Capital Markets, Morgan Stanley
- Function: Former Stock Broker/ Financial Advisor
- Aliases: Vishnupriya Samudrala Harrington, Priya Samudrala
- Primary Location: Austin, Texas
- CRD 5738165
- Can VIshnupriya Samudrala be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement : $25,275
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With VIshnupriya Samudrala As Your Stockbroker?
In 7/2020 a customer of RBC Capital Markets was paid $25,275 to resolve a customer complaint alleging that VIshnupriya Samudrala did not follow instructions to sell a mutual fund in a timely manner causing losses.
Allegations of Broker Misconduct Against VIshnupriya Samudrala
A customer of VIshnupriya Samudrala alleged the following wrongdoing in connection with the handling of customer accounts:
- Failure to follow customer instructions to sell security
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by VIshnupriya Samudrala, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
