Last Updated: October 2023 (New York, NY)
Vladimiro Panichi Investigation Summary
Here’s what you need to know about New York, NY, stockbroker Vladimiro Panichi:
- Name: Mr. Vladimiro Maurizio Panichi
- Current Employer: PHX Financial Inc.
- Previous Firms: Empire Asset Management Co.
- Function: Stock Broker/ Financial Advisor
- Aliases: Maurice Panichi, Vladimiro M. Panichi
- Primary Location: New York, NY
- CRD 2740595
- Can Vladimiro Panichi be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement : $65,000
- Two Pending Customer Disputes Seek Damages of more than $5 Million
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Vladimiro Panichi As Your Stockbroker?
In 2013 a customer of Empire Asset Management was paid $65,000 to resolve allegations that Vladimiro Panichi made unauthorized trades in the customer’s account.
In 2021 a customer of Empire Asset Management filed a FINRA arbitration alleging that Panichi churned his account and made unauthorized trades. Damages of $4.8 million are sought in this currently pending matter.
Recently in 2023 a customer of PHX Financial file a FINRA arbitration alleging that Vladimiro Panichi churned his account, made unauthorized trades and unsuitable recommendations. Damages of $322,734 are sought in this currently pending matter.
Allegations of Broker Misconduct Against Vladimiro Panichi
Customers of Vladimiro Panichi have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Account Churning
- Unauthorized Trading
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Vladimiro Panichi, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
