Last Updated: June 2024 (Savannah, GA)
Wally Less Investigation Summary
Here’s what you need to know about Savannah, GA, stockbroker Wally Less:
- Name: Mr. Wally Steven Less
- Current Employer: LPL Financial
- DBA: South State Investment Services
- Previous Firms: Wells Fargo Clearing Services/ Registered Investment Advisor
- Function: Stock Broker/ Financial Advisor
- Aliases: Wally Less
- Primary Location: Savannah , GA & Columbia, S. Carolina
- CRD 5191948
- Can Wally Less be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Complaint Seeks Damages of $254,048
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Wally Less As Your Stockbroker?
A customer of LPL Financial has made a claim seeking damages of $254,048 and alleges that Wally Less approved transactions that were not authorized by the power of attorney agreement on file. This matter is currently pending.
Other Cases Involving Unauthorized Trading
Allegations of Broker Misconduct Against Wally Less
A customer of Wally Less has alleged the following wrongdoing in connection with the handling of customer accounts:
- Approved transactions not authorized by the POA on file.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Wally Less, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.