Last Updated: October 2025 — Cupertino, CA
Here’s what you need to know about Cupertino, CA stockbroker Wayne M. Loi:
- Name: Wayne Minh Loi
- Alias: Nguyen Minh Loi
- Current Employer: Cetera Investment Services LLC (FINRA broker); Cetera Investment Advisers LLC (investment adviser representative).
- Prior Firms: BancWest Investment Services, Inc.; Edward Jones; Wells Fargo Advisors, LLC / Wells Fargo Investments, LLC; Citicorp Investment Services.
- Other Business Affiliations: East West Bank — Financial Consultant
- CRD number: 5013696.
- Stockbroker / Financial Advisor: Yes — currently registered with FINRA (General Securities Representative) and licensed in multiple states.
- Can Broker be Sued in FINRA: Yes
- Highest Award or Settlement: $23,750
If you’ve sustained damages from Mr. Loi, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Wayne M. Loi As Your Stockbroker?
A written customer complaint was received in August 2025 and settled in September 2025. A client of Cetera alleged that Mr. Loi provided incorrect product terms regarding BNP structured product investments . The matter was settled for $23,750.
Allegations of Broker Misconduct Against Wayne M. Loi
- Misrepresentation or Omission of Material Facts — providing “incorrect product terms” may implicate FINRA Rule 2020 (prohibiting manipulative, deceptive, or fraudulent devices) and Rule 2010.
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Cetera brokers
If you have suffered investment losses in an account handled by Wayne M. Loi, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.