Last Updated: November 2023 (Columbia, South Carolina)
Bill Addison Investigation Summary
Here’s what you need to know about Columbia, S. Carolina, stockbroker Bill Addison:
- Name: Mr. William Lloyd Addison
- Current Employer: LPL Financial, Independent Advisor Alliance (RIA)
- DBA: Highland Capital Management
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: Bill Addison, Billy Addison
- Primary Location: Columbia, South Carolina
- CRD 6152328
- Can Bill Addison be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Customer made a claim against firm that was denied: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Bill Addison As Your Stockbroker?
In 9 /2023 a customer of LPL Financial filed a dispute with the firm alleging that Bill Addison made unsuitable investment recommendations, including an indexed annuity causing damages of $700,000. The firm ‘denied” the claim. At this point in time it does not appear that the customer has pursued the matter further.
Has Your Brokerage Firm “Denied” Your Claim for Damages Due to Stockbroker Malpractice?
It is quite common, as well as predictable, for brokerage firms to deny a customer’s complaint made directly to the company. Firms know that in many, if not most, instances telling the customer “we don’t think it’s our fault” will be an end to the problem. In other words, it’s generally a waste of your time to sit down with the office manager & the broker.
Firms seldom, if ever, offer any resolution when a customer deals directly with them, or if they do, will attempt to have you settle your case for a fraction of what it is actually worth.
We suggest that if you think there is a problem with the way your account has been handled, or if you have had your claim “denied”, talk to an experienced securities attorney.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Bill Addison, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
