Updated: June 2024 (Chicago, IL)
Mark Joseph Bruscianelli Investigation Summary
Here’s what you need to know about Chicago, IL stockbroker Mark Joseph Bruscianelli:
- Name: Mark Joseph Bruscianelli
- Current Employer: B. Riley Wealth Management
- DBA: JBT Wealth Management
- Prior Employer: National Securities Corp.
- Function: Financial Advisor/Stockbroker
- Primary Location: Chicago, IL
- CRD Number: 4177839
- Can Mark Joseph Bruscianelli be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $100,000
- Pending Customer Dispute Seeks Damages of: $260,000
If you’ve sustained damages from Mr. Bruscianelli, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Mark Joseph Bruscianelli As Your Stockbroker?
A customer of National Securities Corporation filed a pending claim seeking damages of $260,000. The customer alleges that Mark Bruscianelli recommended unsuitable real estate investments in the client’s retirement accounts. FINRA case number 24-00787.
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Other Cases Involving Unauthorized Trading
Allegations of Broker Misconduct Against Mark Joseph Bruscianelli
Allegations
Customers of Mark Joseph Bruscianelli have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable recommendations
- Misrepresentation
- Excessive trading
- Unauthorized trading
- Breach of fiduciary duty
- Negligence
- Fraud
- Churning
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What is Excessive Trading (Churning)?
Churning According to U.S. Securities and Exchange Commission (SEC)
Other Investigations Involving Churning
Detailed Information
Previously, Mark Bruscianelli was found jointly liable for $100,000 in a case that involved allegations of violation of §10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5, churning, suitability, unauthorized trading, violations of Illinois Securities Law of 1953 and other related misconduct. The case was resolved on December 9, 2013.
Three other customer cases were settled for amounts of $22,500, $4,000 and $9853.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Mark Joseph Bruscianelli, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.