Last Updated: December 2024 (Red Bank, NJ)
Jonathan Gabriel Gazdak Investigation Summary
Here’s What You Need to Know About Red Bank, NJ Stockbroker Jonathan Gabriel Gazdak:
- Name: Jonathan Gabriel Gazdak
- Current Employer: Alexander Capital, L.P.
- Prior Employers:
- Network 1 Financial Securities Inc. (2016–2019)
- Aegis Capital Corp. (2011–2014)
- Oppenheimer & Co. Inc. (2010–2011)
- Function: Stockbroker / Financial Advisor
- Aliases: Jonathan Gazdak
- Primary Location: Red Bank, NJ
- CRD Number: 5678294
- Can Jonathan Gazdak Be Sued in FINRA Arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Disputes: Yes
If you’ve sustained damages from Mr. Gazdak, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jonathan Gazdak as Your Stockbroker?
A pending customer dispute filed on October 17, 2024, alleges breach of fiduciary duty, fraudulent inducement, negligence, breach of contract, and violations of FINRA Rule 2010 related to private equity investments. The claimant is seeking $1,694,000 in damages in FINRA Arbitration Case No. 24-02230.
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability – Regulation Best Interest
In a separate litigation matter, Mr. Gazdak faces allegations of fraud, securities fraud, breach of fiduciary duty, and conversion in relation to promissory notes. This case, filed on May 2, 2022, is pending in the United States District Court for the Southern District of New York under Docket No. 1:22-cv-3318. No damage amount is specified at this time.
Allegations of Broker Misconduct Against Jonathan Gazdak
Customers have alleged the following misconduct against Jonathan Gazdak:
- Breach of Fiduciary Duty: Allegations that Mr. Gazdak failed to act in the best interest of clients regarding private equity investments.
- Fraudulent Inducement and Securities Fraud: Claims that false representations were made to clients, leading to significant financial losses.
- Negligence and Breach of Contract: Failure to uphold professional duties and contractual obligations, resulting in damages.
- Promissory Note Fraud: Allegations of improper handling of promissory notes and conversion of funds.
Recover Your Investment Losses Now With Rex Securities Law
Investigations of other Alexander Capital brokers
If you have suffered investment losses in an account handled by Jonathan Gabriel Gazdak, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.