Last Updated: April 2025 – Royersford, PA
Tammy Bowman Investigation Summary
Here’s what you need to know about Royersford, PA, stockbroker Tammy Elaine Bowman:
- Name: Ms. Tammy Elaine Bowman
- Current Employer: Janney Montgomery Scott LLC
- Prior Employers: First Union Securities, Inc.; First Union Capital Markets Corp.
- Function: Stockbroker / Financial Advisor
- Primary Location: Royersford, PA
- CRD Number: 2159262
- Aliases: Tammy E. Reichart, Tammy E. Stamm
- Can Tammy Bowman be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of: $140,000
If you’ve sustained damages from Ms. Bowman, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Tammy Bowman As Your Stockbroker?
In FINRA arbitration (Case No. 24-01731) filed in 8/2024, a customer of Janney Montgomery Scott alleges that Tammy Bowman invested their accounts in an unsuitable manner. Specifically, they have complained about equity listed investments (common and preferred stock) recommended by Bowman. The customers are seeking $140,000 in damages. The matter is currently pending.
Allegations of Broker Misconduct Against Tammy Bowman
Tammy Bowman has disclosures regarding customer disputes that include the following significant allegations: Unsuitable Investments
These disclosures highlight significant issues concerning suitability and potential misrepresentation, critical concerns under FINRA Rule 2111 (Suitability) .
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090) Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability -Regulation Best Interest
Recover Your Investment Losses Now With Rex Securities Law
Our investigations of other Janney Montgomery Scott brokers
If you have suffered investment losses in an account handled by Tammy Bowman, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.