Last Updated: May 2025 – Little Rock, AR , Tetonia, ID
Here’s what you need to know about Little Rock, AR, stockbroker Christopher L. Baugh:
- Name: Mr. Christopher Lee Baugh
- Current Employer: NewEdge Advisors, LLC (RIA)
- Prior Employers: Raymond James Financial Services, Inc.; A.G. Edwards & Sons, Inc.
- Function: Stockbroker / Registered Investment Advisor
- DBA: Wealth Stewards , Wealth Wise West, Baugh Financial
- Primary Location: Miramar, FL
- CRD Number: 3250943
- Aliases: Chris Baugh
- Can Christopher L. Baugh be sued in FINRA arbitration: Yes
- Sanctioned by Securities Regulator: Yes
- Discharged by a prior Employer: Yes
If you’ve sustained damages from Mr. Baugh, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Christopher Baugh As Your Stockbroker?
Christopher Baugh, formerly with Raymond James Financial Services in Miramar, FL, was sanctioned by the Arkansas Securities Department in August 2024. The regulatory action alleged that Baugh engaged in unauthorized outside business activities, including receiving over $10,000 in direct compensation from clients for “Rabbi Trust” plans without his firm’s approval. As part of the settlement, Baugh is subject to a heightened supervision plan until August 19, 2027
In 2024 Chris Baugh was discharged by Raymond James who allege that Baugh engaged in conduct inconsistent with firm policies.
Allegations of Broker Misconduct Against Christopher Baugh
Customers and regulators have alleged the following misconduct against Christopher Baugh:
Unauthorized Outside Business Activities
The Financial Industry Regulatory Authority (FINRA) licenses and regulates stockbrokers and brokerage firms. Brokers must report customer complaints, regulatory actions, and employment terminations. Activities like those reported against Mr. Baugh often violate FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade) and FINRA Rule 3270 (Outside Business Activities).
Recover Your Investment Losses Now With Rex Securities Law
Other Investigations of Raymond James Advisors
If you have suffered investment losses in an account handled by Christopher Lee Baugh, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.