Last Updated: June 2025 – Marina del Rey, CA
Here’s what you need to know about Marina del Rey, CA, stockbroker Ramona Ivy:
- Name: Ms. Ramona Ivy
- Current Employer: Edward Jones
- Previously Employed By: State Farm Insurance Agency (2008–2018)
- CRD Number: 7083803
- Alias: Ramona Ivy Bragg, Ramona Ivy Jackson, Ramona Ivy Smith
- Function: Stockbroker / Financial Advisor
- Can Ramona Ivy be Sued in FINRA Arbitration: Yes
- Highest Award or Settlement: $162,870
If you’ve sustained damages from Ms. Ivy, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Ramona Ivy as Your Stockbroker?
A customer of Edward Jones was paid $162,670 in 4/2025 to resolve allegations that t Ramona Ivy resulted incorrectly represented a mutual fund exchange as a non-taxable event. The client later received a 1099 reporting $533,000 in capital gains, triggering unexpected tax liability.
Allegations of Broker Misconduct Against Ramona Ivy
The following misconduct has been reported in connection with Ramona Ivy’s handling of customer accounts:
Incorrect Tax Advice
The Financial Industry Regulatory Authority (FINRA) mandates disclosure of such complaints. Brokers are obligated to provide honest and full disclosures regarding investment risks, including tax implications, and to act in the best interest of their clients at all times.
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of Other Edward Jones brokers
If you have suffered investment losses in an account handled by Ramona Ivy, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.