Last Updated: May 2025 – Charleston, SC
Here’s what you need to know about Charleston, SC, stockbroker Jarrett Keith Strickland:
- Name: Mr. Jarrett Keith Strickland
- Current Employer: UBS Financial Services Inc.
- Primary Location: Charleston, SC
- Branch Office: 941 Houston Northcutt Blvd, Mount Pleasant, SC 29464
- Prior Employers: Investacorp, Jackson National Life Distributors
- CRD Number: 5381605
- Aliases: Jarrett Strickland
- Function: Stockbroker / Financial Advisor
- Highest Settlement or Award: $45,000
If you’ve sustained damages from Mr. Strickland, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jarrett Strickland As Your Stockbroker?
A customer of UBS Financial Services Inc. filed a complaint against Jarrett Strickland, alleging that he solicited the client to invest in a financial arrangement involving a real estate partnership. According to the complaint, the client provided $55,000 for the partnership with the intent to purchase land for a housing development intended to benefit Mr. Strickland, the client, and a third party. The client later requested the return of the funds but claims that Strickland did not return the money. In 3/2025 the customer was paid $45,000 to resolve the matter.
Allegations of Broker Misconduct Against Jarrett Strickland
Jarrett Strickland has been the subject of the following customer dispute:
Mr. Strickland personally solicited an investment outside of his role with UBS
This type of misconduct may fall under FINRA Rule 3270, which governs outside business activities of registered persons. Brokers are required to provide prior written notice to their member firm of any outside business activity to ensure that the activity does not conflict with regulatory obligations or client interests.
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other UBS Financial brokers
If you have suffered investment losses in an account handled by Jarrett Keith Strickland, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.