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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Garth Lurvey, Former Broker with LPL Financial and Private Client Services
Rex Securities Law Investment Fraud Attorney Investigates Garth Lurvey, Former Broker with LPL Financial and Private Client Services 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Winter Park, FL Here’s what you need to know about Winter Park, FL stockbroker Garth James Lurvey: Name: Garth James Lurvey CRD Number: 4729301 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Fidel Trejo-Erazo, a broker with UBS Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Fidel Trejo-Erazo, a broker with UBS Financial Services 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Houston, Texas) Fidel Trejo Investigation Summary Here’s what you need to know about Houston, TX, stockbroker Fidel Trejo-Erazo Name: Mr Fidel Francisco Trejo, Jr. Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Daniel W. Ladner, a Broker with UBS Financial Services Inc.
Rex Securities Law Investment Fraud Attorney Investigates Daniel W. Ladner, a Broker with UBS Financial Services Inc. 150 150 Robert Rex, Esq.

Last Updated: January 2026— New York, NY Here’s what you need to know about New York, NY stockbroker Daniel W. Ladner: Name: Daniel W. Ladner Current Employer: UBS Financial Services Inc. (since…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Sonia M. Attkiss, Broker with UBS Financial Services Inc.
Rex Securities Law Investment Fraud Attorney Investigates Sonia M. Attkiss, Broker with UBS Financial Services Inc. 150 150 Robert Rex, Esq.

Last Updated: November 2025 — New York, NY Here’s what you need to know about New York, NY stockbroker Sonia Attkiss: Name: Sonia Maria Attkiss Alias: Sonia Tron Current Employer: UBS Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Christopher L. Halstedt, Broker with UBS Financial Services Inc.
Rex Securities Law Investment Fraud Attorney Investigates Christopher L. Halstedt, Broker with UBS Financial Services Inc. 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Dallas, TX Here’s what you need to know about Dallas, TX stockbroker Christopher Halstedt: Name: Christopher Lyle Halstedt Current Employer: UBS Financial Services Inc., 100 Crescent Court,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Inc. Broker Jack R. Riley
Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Inc. Broker Jack R. Riley 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Warren, NJ Here’s what you need to know about Warren, NJ stockbroker Jack R. Riley: Name: Jack Ryan Riley Current Employer: UBS Financial Services Inc., 184 Liberty…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ernie Kloock, Broker with UBS Financial Services Inc.
Rex Securities Law Investment Fraud Attorney Investigates Ernie Kloock, Broker with UBS Financial Services Inc. 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Paramus, NJ Here’s what you need to know about Paramus, NJ stockbroker Ernie Kloock: Name: Ernie Walter Kloock. Current Employer: UBS Financial Services Inc., registered since 09/26/2014.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Former Broker Shailesh Negandhi
Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Former Broker Shailesh Negandhi 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Suwanee, GA Shailesh N. Negandhi Investigation Summary Here’s what you need to know about Suwanee, GA stockbroker Shailesh N. Negandhi: Name: Shailesh N. Negandhi. Alias: Shailesh…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Former Broker Robert Reckinger
Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Former Broker Robert Reckinger 150 150 Robert Rex, Esq.

Last Updated: September 2025 – Newport Beach, CA Here’s what you need to know about Newport Beach, CA, stockbroker Robert Reckinger: Name: Robert Andrew Reckinger. Current Employer: Morgan Stanley (registered since 03/31/2023);…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Inc Broker Nick Ruch
Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Inc Broker Nick Ruch 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Cincinnati, Ohio Here’s what you need to know about Cincinnati, OH, stockbroker Nick Ruch: Name: Mr. Nicholas John Ruch CRD Number: 6502251 Current Employer: UBS Financial Services Inc.…

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