Last Updated: July 2025 — Bloomington, MN
Here’s what you need to know about Bloomington, MN stockbroker Darcy Rae Dahl:
- Name: Darcy Rae Dahl
- CRD Number: 5567260
- Current Employer: Morgan Stanley
- Function: Stockbroker / Financial Advisor
- Previously Registered With: Morgan Stanley, Purchase, NY; Morgan Stanley, Minneapolis, MN
- Can Darcy Rae Dahl be sued in FINRA arbitration? Yes
- Highest Award or Settlement: $60,000
If you’ve sustained damages from Ms. Dahl, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Darcy Dahl As Your Stockbroker?
In a FINRA arbitration case filed in November 2023 (Case No. 23-03269), a customer of Morgan Stanley alleged that Darcy Dahl recommended unsuitable Municipal Bond investments between 2021 and 2022. This matter was settled for $60,000 in May 2025.
The allegations of unsuitability may violate FINRA Rule 2111, which requires brokers to have a reasonable basis to believe that a recommended transaction is suitable for the customer, and FINRA Rule 2010, which imposes high standards of commercial honor and just and equitable principles of trade.
Allegations of Broker Misconduct Against Darcy Rae Dahl
Darcy Rae Dahl has one reported customer dispute, involving:
Unsuitability related to Municipal Bond investments.
According to FINRA’s BrokerCheck, brokers must disclose all customer complaints that meet reporting thresholds, including allegations of violations of industry conduct rules such as FINRA Rule 2111 (Suitability) and Rule 2010 (Standards of Commercial Honor and Principles of Trade).
Recover Your Investment Losses Now With Rex Securities Law
Investigations of Other Morgan Stanley Brokers
If you have suffered investment losses in an account handled by Darcy Rae Dahl, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.