Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Inc Broker Nick Ruch

Last Updated: September 2025 — Cincinnati, Ohio

Here’s what you need to know about Cincinnati, OH, stockbroker Nick Ruch:

• Name: Mr. Nicholas John Ruch
• CRD Number: 6502251
• Current Employer: UBS Financial Services Inc. (registered since 09/22/2016)
• Primary Location / Branch Address: 8044 Montgomery Road, Ste. 10, The Towers at Kenwood, Cincinnati, OH 45236
• Function: Stockbroker / Financial Advisor
• Exams Passed: Series 7, SIE, Series 66
• Professional Designation: Certified Financial Planner (CFP)
• Can Nicholas Ruch be sued in FINRA arbitration? Yes
• Sanctioned by FINRA? No
• Pending Customer Dispute Seeks Damages of: $3,233,690

If you’ve sustained damages from Mr. Ruch, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Nicholas Ruch As Your Stockbroker?

A pending FINRA arbitration (Case No. 25-01046, filed May 23, 2025) alleges that while at UBS Financial Services Inc., Ruch’s team failed to identify and escalate red-flag issues associated with financial exploitation and executed trades not in the client’s best interest in a trust/brokerage account during 2016–2021. The claimant seeks $3,233,690 in damages.

Allegations of Broker Misconduct Against Nicholas Ruch

• Failure to identify and escalate red flags of potential financial exploitation
• Trades not in the customer’s best interest

Recover Your Investment Losses Now With Rex Securities Law

Our Investigations of other UBS Financial brokers

If you have suffered investment losses in an account handled by Nicholas John Ruch, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

What is FINRA Arbitration?

Firms We Have Pursued

With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.