Last Updated: September 2025 — Atlanta, GA
Here’s what you need to know about Atlanta, GA, stockbroker Eric Scott Ruthman:
- Name: Eric Scott Ruthman.
- Current Employer: Purshe Kaplan Sterling Investments (CRD# 35747); registered since Aug. 11, 2021. Primary branch: 4401 Northside Pkwy NW, Suite 285, Atlanta, GA 30327.
- Current Employer (RIA): Phase Line Capital, LLC (CRD# 315116); Investment Adviser Representative since July 12, 2021. Primary office: 4401 Northside Pkwy NW, Suite 285, Atlanta, GA 30327.
- Prior Firms: LPL Financial LLC (08/2017–08/2021); Edward Jones (02/2014–08/2017).
- Other Business Affiliations:
- Phase Line Capital, LLC — Managing Partner/CCO; Financial Advisor (investment-related).
- Fixed/Traditional Insurance — Agent (at registered location).
- PKSF-related fixed/traditional insurance sales — Agent.
- CRD number: 6281076.
- Stockbroker / Financial Advisor: Yes (FINRA-registered General Securities Representative; Operations Professional; also Series 66 IA rep).
- Can Broker be Sued in FINRA: Yes
- Highest Award of Settlement: $18,500
- Current Customer Dispute Seeks Total Damages of: More than $326,341
If you’ve sustained damages from Mr. Ruthman, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Eric Ruthman As Your Stockbroker?
- FINRA Arbitration (Settled): Filed Dec. 2023 (FINRA Case No. 23-03650) against LPL Financial regarding unsuitable recommendations in structured products during Dec. 2020–Nov. 2021. Settled for $18,500 in Jan. 2025;
- Customer Dispute (Pending – Written Complaint): Filed July 22, 2025 at Purshe Kaplan Sterling Investments alleging unsuitable structured notes; alleged damages $326,341.
- FINRA Arbitration (Pending): Filed Jan. 2025 (FINRA Case No. 25-00161) involving LPL Financial; allegations include unsuitable structured products and breach of fiduciary duty; damages unspecified
Allegations of Broker Misconduct Against Eric Ruthman
- Unsuitable Recommendations in Structured Products
- Breach of Fiduciary
Recover Your Investment Losses Now With Rex Securities Law
Other investigations of Purshe Kaplan Sterling brokers
Investigation of LPL Financial and LPL Brokers-oils, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Eric Scott Ruthman, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.