Last Updated: September 2025 — New York, NY
Here’s what you need to know about New York, NY, stockbroker Joseph Genzardi:
- Name: Joseph Alfred Genzardi
- Current Employer: Morgan Stanley (CRD #149777) — registered with the firm since June 2019; works out of 1585 Broadway, New York, NY 10036.
- Prior Firms: Morgan Stanley & Co. LLC (06/2009–06/2019); Citigroup Global Markets Inc. (01/2003–06/2009); America First Associates Corp. (04/1997–02/2003); Brookehill Equities, Inc. (06/1995–04/1997); Ladenburg Thalmann & Co., Inc. (12/1992–06/1995 and 02/1991–09/1991); Lehman Brothers Inc. (08/1991–12/1992); Global America Inc. (05/1989–02/1991); D.H. Blair & Co., Inc. (09/1987–05/1989).
- CRD number: 1739606
- Stockbroker / Financial Advisor: Yes — registered as General Securities Principal, General Securities Representative, and Registered Options Principal.
- Can Broker be Sued in FINRA: Yes
- Current Customer Dispute Seeks Total Damages of:$5,000,000.
If you’ve sustained damages from Mr. Genzardi, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Joseph A. Genzardi As Your Stockbroker?
A pending customer dispute, filed by a customer of Morgan Stanley in June 2025, alleges that Mr. Genzardi’s recommendation to invest in a preferred stock was not in their best interest. The product type was reported as “Private Securities.” The alleged damages are $5,000,000.
Allegations of Broker Misconduct Against Joseph A. Genzardi
- Unsuitability— recommending a preferred stock that allegedly was not in the client’s best interest may violate FINRA Rule 2111 (Suitability).
- Breach of Fiduciary Duty
- Violation of Regulation Best Interest (Reg BI)— since the allegation concerns a recommendation not in the client’s best interest, this may implicate SEC Regulation Best Interest (Exchange Act Rule 15l-1).
- Misrepresentation/Omission
FINRA Rule 2111- suitability – Regulation Best Interest
Recover Your Investment Losses Now With Rex Securities Law
Investigations of Other Morgan Stanley Brokers
If you have suffered investment losses in an account handled by Joseph A. Genzardi, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.