Last Updated: September 2025 — Sarasota, FL
Here’s what you need to know about Sarasota, FL stockbroker Andrew E. Laino:
- Name: Andrew Edward Laino.
- Current Employer: LPL Enterprise, LLC (registered since 11/14/2024). Primary branch: 1605 Main Street, #1004, Sarasota, FL 34236.
- Prior Firms: Pruco Securities, LLC (2000–2024); Prudential Financial Planning Services (2000–2024).
- Other Business Affiliations: Laino & Associates Financial Group, Inc. (Business Owner); Wealth Protection Strategies (DBA for LPL business).
- CRD number: 4174745.
- Stockbroker / Financial Advisor. Licensed with 1 SRO and 32 U.S. states/territories; passed Series 7, SIE, and 66.
- Can Broker be Sued in FINRA: Yes
- Sanctioned by Securities Regulators: Yes
If you’ve sustained damages from Mr. Laino, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Andrew Laino As Your Stockbroker?
In 1/2011 Florida securities regulators fined Laino $250 for deficiencies related to continuing education credits.
In April 2025, a customer of Pruco Securities, LLC filed a written complaint alleging that a fixed annuity was not suitable for him. No specific damages were alleged, and the firm denied the complaint on May 2, 2025. Apparently the customer did not pursue the matter further.
Allegations of Broker Misconduct Against Andrew Laino
- Unsuitability related to a fixed annuity recommendation. Potentially implicates FINRA Rule 2111 (Suitability)and, for retail customers, SEC Regulation Best Interest (Reg BI, Rule 15l-1(a)), which requires recommendations be in the customer’s best interest.
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-oils, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Andrew Edward Laino, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.