Last Updated: October 2025 — Atlanta, GA
Here’s what you need to know about Atlanta, GA stockbroker Rogers Haydon:
- Name: Rogers Haydon
- Current Employer: Arkadios Wealth Advisors — Investment Adviser Representative (since September 2025), Atlanta, GA
- Prior Firms: Raymond James & Associates, Inc. (02/2013–09/2025, Atlanta, GA); Morgan Keegan & Company, Inc. (05/2005–02/2013, Atlanta, GA); A.G. Edwards & Sons, Inc. (11/2001–05/2005, St. Louis, MO)
- Other Business Affiliations: Haydon Consulting LLC (Member; payroll/reporting; Atlanta, GA; formed 01/03/2006)
- CRD number: 4452565
- Stockbroker / Financial Advisor: Former FINRA-registered broker; currently an investment adviser representative (not currently registered as a broker)
- Can Broker be Sued in FINRA: Yes — investors may pursue claims in FINRA arbitration based on prior broker-dealer conduct.
- Discharged by a Prior Employer: Employment Separation After Allegations — Voluntary resignation from Raymond James in August 2025 following allegations of policy violations (correspondence/advertising/OBA/selling away/private securities transactions).
If you’ve sustained damages from Mr. Haydon, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Rogers Haydon As Your Stockbroker?
- Customer Complaint (Written) — December 2010: While at Morgan Keegan & Company, Inc., a client alleged poor recommendations/poor advice and poor performance regarding mutual fund investments (emails dated 12/22/2010 and 12/23/2010). Alleged damages were unspecified but believed to exceed $5,000. Status:Denied on May 2, 2011. Case number: not provided in the BrokerCheck excerpt.
- Employment Separation After Allegations — August 2025: Raymond James & Associates, Inc. reported Mr. Haydon voluntarily resigned after the firm alleged conduct inconsistent with policies on correspondence, advertising, outside business activities (OBA), selling away, and private securities transactions. No customer dollar amount or case number is listed in the disclosure.
Allegations of Broker Misconduct Against Rogers Haydon
- Unsuitability — Recommending investments inconsistent with a client’s objectives/risk tolerance may violate FINRA Rule 2111 (Suitability); mutual fund advice complaints commonly implicate this rule.
- Breach of Fiduciary Duty — For retail brokerage recommendations after June 30, 2020, regulators and arbitrators often assess SEC Regulation Best Interest (Exchange Act Rule 15l-1) in evaluating best-interest obligations.
- Fraud / Misrepresentation or Omission of Material Facts — Deceptive practices are prohibited by FINRA Rule 2020 and FINRA Rule 2010.
- Unauthorized Trading — Trading without prior written customer authorization and firm approval can violate FINRA Rule 3260 (Discretionary Accounts).
- Selling Away / Private Securities Transactions — The termination disclosure lists concerns about “selling away” and private securities transactions; such conduct is governed by FINRA Rule 3280 and related supervisory rules.
- Outside Business Activities & Communications — Concerns about OBA and advertising/correspondence invoke FINRA Rule 3270 (Outside Business Activities) and FINRA Rule 2210 (Communications with the Public).
Recover Your Investment Losses Now With Rex Securities Law
Other Investigations of Raymond James Advisors
If you have suffered investment losses in an account handled by Rogers Haydon, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.