Last Updated: May 2026 — Hialeah, Florida
Here’s What You Need to Know About Hialeah, Florida Stockbroker Lyhen Fiallo
- Name: Lyhen Fiallo
- Alias: Lyhen Hernandez
- Current Employer: Barred from acting as a broker by FINRA
- Prior Firms: PFS Investments Inc. (2020–2024)
- Other Business Affiliations: Sales of investment-related products through affiliated Primerica entities; involvement with mortgage and referral services
- CRD Number: 4579582
- Stockbroker / Financial Advisor: Former FINRA-registered broker
- Can Broker be Sued in FINRA: Yes
- Sanctioned by Securities Regulators: Yes
- Discloses Outstanding Liens: Yes
If you’ve sustained damages from Ms. Fiallo, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Lyhen Fiallo As Your Stockbroker?
Lyhen Fiallo is no longer registered as a securities broker and has been the subject of a significant regulatory action by FINRA.
In January 2026, FINRA issued a final disciplinary action (Case No. 2025088525001) resulting in a permanent bar from the securities industry in all capacities. The action stemmed from allegations that Fiallo refused to provide documents and information requested by FINRA during an investigation into potential misconduct involving borrowing from a securities customer.
Fiallo also discloses an outstanding IRS tax lien of approximately $93,243, filed in Broward County, Florida.
Allegations of Broker Misconduct Against Lyhen Fiallo
- Failure to Cooperate with FINRA Investigation — refusal to provide requested documents violates FINRA Rule 8210, which requires brokers to comply with regulatory investigations
- Potential Borrowing from Customers — such conduct may implicate FINRA Rule 3240, which restricts borrowing from customers
See FINRA Rule 3240 Borrowing From or Lending to Customers
Other Investigations Involving Brokers Borrowing From Customers
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Lyhen Fiallo, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
See this for information on our other investigations of PFS Investments brokers
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.