Last Updated: May 2026 — Hypoluxo, FL
Here’s what you need to know about Hypoluxo, FL stockbroker Hector Mena:
- Name: Hector Alberto Mena
- CRD Number: 5400535
- Current Employer:
- Cetera Wealth Services, LLC (Registered Representative since November 2021)
- Cetera Investment Advisers LLC (Investment Adviser Representative since July 2023)
- Prior Firms:
- Wells Fargo Clearing Services, LLC (2016–2021)
- Edward Jones (2007–2016)
- Other Business Affiliations: College planning services
- Stockbroker / Financial Advisor: Yes
- Can Broker be Sued in FINRA: Yes
- Highest Award or Settlement: $125,000
- Current Customer Dispute Seeks Total Damages of: $700,000
If you’ve sustained damages from Mr. Mena, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Hector Mena As Your Stockbroker?
Hector A. Mena discloses three customer disputes on his record, including two settlements and one pending FINRA arbitration.
Pending FINRA Arbitration – $700,000 Claim (August 2025)
A claimant alleges that while associated with Cetera Wealth Services, LLC, Mena recommended an unsuitable fixed annuity investments. Damages of $700,000 are sought in this pending matter.
See this for our prior investigations of cases involving Annuities
Unsuitable Investment Strategy Allegations – $125,000 Settlement (2023)
A customer of Wells Fargo Clearing Services filed a FINRA arbitration alleging that Hector Mena’s investment recommendations and overall investment strategy was unsuitable and significantly flawed. In 11/2023 a settlement of $125,000 was reached with the customer.
Allegations of Broker Misconduct Against Hector Alberto Mena
- Unsuitability — Recommending annuities or other investments inconsistent with a client’s financial profile may violate FINRA Rule 2111 and SEC Regulation Best Interest (Rule 15l-1).
- Flawed Investment Strategy — Allegations that an overall strategy was significantly deficient may implicate FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade).
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Hector Alberto Mena, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Our Investigations of other Cetera brokers
Investigations involving other Wells Fargo brokers
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.