Last Updated: October 2026
Here’s What You Need to Know About Richardson, Texas Stockbroker John Sweeden
- Name: John Franklin Sweeden
- Current Employers: Cetera Wealth Services, LLC; Cetera Investment Advisers LLC
- Prior Employers: Avantax Investment Services, Inc.; Avantax Advisory Services
- Function: Stockbroker / Financial Advisor
- Aliases: John F. Sweeden
- Primary Location: Richardson, Texas
- Other Business Affiliations: Five Star Partners; Five Star Insurance Group; Five Star Advisor Partners, LLC
- CRD Number: 1662776
- FINRA Arbitration Eligibility: Yes
- Pending Customer Dispute Alleges Forgery
If you’ve sustained damages from Mr. Sweeden, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With John Sweeden?
John Sweeden is the subject of a pending customer complaint involving allegations of forgery and the unauthorized removal of assets from a customer’s investment account.
The customer alleges that the customer’s signature had been forged and assets had been siphoned from an investment account while Sweeden was associated with Cetera Wealth Services, LLC.
The complaint involves listed equity securities, including common and preferred stocks.
The customer also alleged receiving little or no profit from the investments while managed by Sweeden.
Allegations of Broker Misconduct Against John Sweeden
- Alleged forgery of a customer’s signature
- Alleged unauthorized removal of customer assets
- Customer allegations involving funds siphoned from an investment account
Recover Your Investment Losses Now With Rex Securities Law
Investigation of Cetera Financial Brokers-Lawsuits, Arbitrations & Disputes
If you have suffered investment losses in an account handled by John Sweeden, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, Florida, Rex Securities Law represents investors nationwide who have suffered financial losses involving stockbroker misconduct, unsuitable investments, misrepresentation, and investment fraud.
Contact experienced investment fraud attorney Bob Rex at (877) 224-3199 for a free consultation.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.