Last Updated: October 2026
Here’s What You Need to Know About Boca Raton, Florida Stockbroker Philip Pike
- Name: Philip A. Pike
- Current Employers: Herbert J. Sims & Co., Inc.; Herbert J. Sims Capital Management, Inc.
- Prior Employers: Stoever, Glass & Company Inc.; Stoever Glass Wealth Management, Inc.; Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Function: Stockbroker / Financial Advisor
- Primary Location: Boca Raton, Florida
- Other Business Affiliations: Insurance business through Herbert J. Sims Capital Management
- CRD Number: 5695273
- FINRA Arbitration Eligibility: Yes
- Pending Customer Dispute Seeks Damages of $300,000
If you’ve sustained damages from Mr. Pike, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Philip Pike?
In September 2026, Pike was served with notice of FINRA arbitration case number 26-01957, in which a customer of Stoever Glass & Company alleges that he recommended unsuitable investments involving structured products. Damages of $300,000 are sought in this pending matter.
Allegations of Broker Misconduct Against Philip Pike
- Unsuitable investment recommendations
- Alleged unsuitable investments involving structured products
- Failure to adequately protect customer investment accounts from market risks
- Customer allegations involving derivatives and structured products
- Alleged investment losses involving structured securities
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Stoever Glass & Company brokers
If you have suffered investment losses in an account handled by Philip Pike, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, Florida, Rex Securities Law represents investors nationwide who have suffered financial losses involving stockbroker misconduct, unsuitable investments, misrepresentation, and investment fraud.
Contact experienced investment fraud attorney Bob Rex at (877) 224-3199 for a free consultation.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.