Last Updated: April 2025 – Cedar Park, TX
Here’s what you need to know about Cedar Park, TX, stockbroker Adrian Joe Munoz:
- Name: Mr. Adrian Joe Munoz
- CRD Number: 7157118
- Current Employer: Not currently registered with FINRA
- Prior Employer: Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Function: Stockbroker / Financial Advisor
- Aliases: Adrian Munoz
- Primary Location: Cedar Park, TX
- Sanctioned by FINRA: No
- Highest Settlement or Award: $51,000
If you’ve sustained damages from Mr. Munoz, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Adrian Joe Munoz As Your Stockbroker?
A customer of Merrill Lynch filed a dispute was filed in July , 2024, alleging that Adrian Munoz failed to follow instructions regarding the investment of rollover funds. The investment involved a managed/wrap account product. In 10/2024 the customer was paid $51,000 to resolve the matter.
Allegations of Broker Misconduct Against Adrian Joe Munoz
Adrian Joe Munoz has been the subject of at least one customer complaint regarding the handling of a managed account. According to FINRA BrokerCheck, the complaint alleged that Munoz failed to follow the customer’s instructions regarding rollover fund investments, resulting in a settlement paid by his firm.
Key facts from his disclosure history include: Failure to Follow Instructions
Recover Your Investment Losses Now With Rex Securities Law
See this for our prior investigations of Merrill Lynch brokers.
If you have suffered investment losses in an account handled by Adrian Joe Munoz, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.