Last Updated: May 2025 – New York, NY
Here’s what you need to know about New York, NY stockbroker Alexander Gorman:
- Name: Mr. Alexander Birke Gorman
- Current Employer: Morgan Stanley
- Prior Employers: Citigroup Global Markets Inc., Wachovia Securities, LLC
- Function: Stockbroker / Financial Advisor
- Aliases: Alexander B. Gorman
- Primary Location: New York, NY
- CRD Number: 4704694
- Can Alexander Gorman be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of: $429,000
If you’ve sustained damages from Mr. Gorman, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Alexander Gorman As Your Stockbroker?
A customer of Morgan Stanley has filed a dispute alleging that Alexander Gorman recommended unsuitable covered option trading strategies between 2019 and 2023. According to the complaint received in March 2025, the investor is seeking $429,000 in damages. The complaint alleges that the trading strategy was not aligned with the client’s investment profile or risk tolerance. The case is currently pending.
Allegations of Broker Misconduct Against Alexander Gorman
Customers of Alexander Gorman have alleged the following misconduct:
Unsuitable Investment Recommendations to trade covered options
The Financial Industry Regulatory Authority (FINRA) mandates that brokers and brokerage firms report customer complaints, arbitration claims, and regulatory actions. Disclosures such as these are critical indicators of possible investment misconduct and are publicly available through FINRA’s BrokerCheck.
Recover Your Investment Losses Now With Rex Securities Law
Investigations of Other Morgan Stanley Brokers
If you have suffered investment losses in an account handled by Alexander Gorman, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.