Last Updated: March 2024 (Waltham, MA)
Andrew Ross Investigation Summary
Here’s what you need to know about Waltham, MA, stockbroker Andrew Ross:
- Name: Mr. Andrew J. Ross
- Current Employer: Registered Investment Advisor with Integrated Wealth Concepts, Not currently registered with FINRA
- DBA: Integrated Financial Partners
- Previous Firms: LPL Financial LLC, Lincoln Financial Advisors, Davinci Capital Management
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: Andrew Ross, Andrew C. Ross
- Primary Location: Waltham, MA
- CRD 5574651
- Can Andrew Ross be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Two Pending Customer Dispute Seek Damages Totaling $125,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Andrew Ross As Your Stockbroker?
IN 2/2024 two customers of Lincoln Financial Advisors filed FINRA arbitrations alleging that Andrew Ross recommended unsuitable oil & gas investments causing damages of $50,000 and $75,000. These cases are currently pending.
Allegations of Broker Misconduct Against Andrew Ross
Customers of Andrew Ross have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations to invest in oil and gas investments
[LEARN MORE]: Other Investigations Involving Oil & Gas Investments
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Our investigations of other Lincoln Financial Securities brokers
[LEARN MORE]: Investigation of LPL Financial and LPL Brokers
If you have suffered investment losses in an account handled by Andrew Ross, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
