Rex Securities Law Investment Fraud Attorney Investigates Anthony Makransky a broker with LPL Financial

Rex Securities Law Investment Fraud Attorney Investigates Anthony Makransky a broker with LPL Financial

Rex Securities Law Investment Fraud Attorney Investigates Anthony Makransky a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2024 (League City, Texas)

Anthony Makransky Investigation Summary

Here’s what you need to know about League City, Texas, stockbroker Anthony Makransky:

  • Name: Mr. Anthony George Makransky
  • Current Employer: LPL Financial
  • Previous Firms: Ameriprise Financial Services, Banc of America Investment, Stanford Group Company
  • Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
  • Aliases: Tony Makransky
  • Primary Location: League City, Texas
  • CRD 2103362
  • Can Tony Makransky be sued in FINRA arbitration: Yes
  • Sanctioned by FINRA: No
  • Highest Settlement or Award: $325,000
  • Pending Customer Dispute Seeks Damages of $500,000

Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Anthony Makransky As Your Stockbroker?

A customer of Ameriprise Financial Services filed a FINRA arbitration in 10/2023 alleging that Tony Makransky recommended an unsuitable annuity and misrepresented the costs and features of the annuity. They also allege that Makransky recommended inappropriate indexed universal life insurance policies and structured notes. Damages of $500,000 are sought in this currently pending matter.

[LEARN MORE]:

See this for our prior investigations of cases involving Annuities

What is Annuity Switching?

In an earlier case a customer of Banc of America Investment Services was paid $325,000 in connection with a recommendation to invest in Auction Rate Securities.

Allegations of Broker Misconduct Against Anthony Makransky

Customers of Tony Makransky have alleged the following wrongdoing in connection with the handling of customer accounts:

  • Unsuitable Investment Recommendation to invest in Auction Rate Securities
  • Misrepresented costs and features of an annuity
  • Recommended inappropriate indexed universal life insurance policies

[LEARN MORE]: Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)

Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.

[LEARN MORE]: FINRA Rule 2111- suitability

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Recover Your Investment Losses Now With Rex Securities Law

[LEARN MORE]: Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes

If you have suffered investment losses in an account handled by Tony Makransky, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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