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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Nick Ignatowski
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Nick Ignatowski 150 150 Robert Rex, Esq.

Last Updated: March 2026 – Milwaukee, WI Here’s what you need to know about Milwaukee, WI, stockbroker Nicholas C. Ignatowski: Name: Nicholas C. Ignatowski CRD Number: 2409399 Current Status: Not currently registered with…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates PHX Financial (Phoenix Financial) Broker Serge Parakhnevich
Rex Securities Law Investment Fraud Attorney Investigates PHX Financial (Phoenix Financial) Broker Serge Parakhnevich 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Fort Lauderdale, FL) Serge Parakhnevich Investigation Summary Here’s what you need to know about Fort Lauderdale, FL, stockbroker Serge Parakhnevich: Name: Mr. Serge Parakhnevich Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Francis Dougherty
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Francis Dougherty 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Marlton, New Jersey) Francis Dougherty Investigation Summary Here’s what you need to know about Marlton, NJ, stockbroker Francis Dougherty: Name: Mr. Francis Joseph Dougherty Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates former Realized Financial Broker Jacob Adams
Rex Securities Law Investment Fraud Attorney Investigates former Realized Financial Broker Jacob Adams 150 150 Robert Rex, Esq.

Last Updated: March  2026 (Austin, TX) Jacob Adams Investigation Summary Here’s what you need to know about Austin, TX, stockbroker Jacob Adams: Name: Mr. Jacob George Adams Current Employer: Principal…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: March  2026 (Lone Tree, CO) William Duffy Investigation Summary Here’s what you need to know about Lone Tree, CO, stockbroker Will Duffy: Name: Mr. William Duffy Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Sanjay Bhargava formerly with Regulus Financial Group
Rex Securities Law Investment Fraud Attorney Investigates Sanjay Bhargava formerly with Regulus Financial Group 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Independence, OH) Sanjay Bhargava Investigation Summary Here’s what you need to know about Independence, OH, former stockbroker Sanjay Bhargava: Name: Mr. Sanjay Bhargava Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spencer Miller a broker with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates Spencer Miller a broker with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Westlake Village, CA / Boise, Idaho) Spencer Miller Investigation Summary Here’s what you need to know about Westlake Village, CA & Boise, ID, stockbroker Spencer Miller:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Monica Osborne formerly a broker with Avantax Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Monica Osborne formerly a broker with Avantax Investment Services 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Anthem, AZ & Eugene, OR) Monica Alicia Osborne Investigation Summary Here’s what you need to know about Anthem, AZ & Eugene, OR stockbroker Monica Alicia Osborne:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Pescatore, Formerly with Oppenheimer
Rex Securities Law Investment Fraud Attorney Investigates John Pescatore, Formerly with Oppenheimer 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker John James Pescatore: Name: John James Pescatore CRD Number: 2183696 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Garth Lurvey, Former Broker with LPL Financial and Private Client Services
Rex Securities Law Investment Fraud Attorney Investigates Garth Lurvey, Former Broker with LPL Financial and Private Client Services 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Winter Park, FL Here’s what you need to know about Winter Park, FL stockbroker Garth James Lurvey: Name: Garth James Lurvey CRD Number: 4729301 Current…

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