Last Updated: February 2026 — Winter Park, FL
Here’s what you need to know about Winter Park, FL stockbroker Garth James Lurvey:
- Name: Garth James Lurvey
- CRD Number: 4729301
- Current Registration Status: Not currently registered with any FINRA-member firm
- Most Recent Firms:
- Private Client Services, LLC (2022–2024)
- LPL Financial LLC (2016–2022)
- SunTrust Investment Services, Inc. (2006–2016)
- Prior Firms: UBS Financial Services Inc.; Waddell & Reed, Inc.; Pruco Securities, LLC
- Other Business Affiliations:
- Prime Capital Investment Advisors, LLC (Investment Adviser Representative)
- CHHSZ Holdings, LLC
- PCRM LLC
- Tax preparation services
- Stockbroker / Financial Advisor: Yes (formerly registered General Securities Representative; Series 24 and Series 26 Principal; CFP designation reported)
- Can Broker be Sued in FINRA: Yes
- Highest Award or Settlement: $120,000
If you’ve sustained damages from Mr. Lurvey, discuss your case with experienced investment fraud law attorney Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Garth J. Lurvey As Your Stockbroker?
Structured Note Arbitration – $120,000 Settlement (2024)
A FINRA arbitration filed by a customer of LPL Financial alleged that between 2017 and 2022, Lurvey made unsuitable recommendations and untrue representations regarding a structured note investment. In 7/2024 the customer was paid $120,000 to settle.
Unit Investment Trust Complaint – $5,000 Settlement (2014)
While at SunTrust Investment Services, Inc., a client alleged that two unit investment trusts recommended by Lurvey were not suitable.
Allegations of Broker Misconduct Against Garth James Lurvey
- Unsuitability
- Misrepresentation
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Garth James Lurvey, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.