Protecting
Investor
the
Stockbroker Malpractice
Negligence, Fraud
Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner

Rex Securities Law Investment Fraud Attorney Investigates Philip F. Chao, a Broker with Cetera Wealth Services, LLC

Rex Securities Law Investment Fraud Attorney Investigates Philip F. Chao, a Broker with Cetera Wealth Services, LLC 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Patterson, CA Here’s what you need to know about Patterson, CA stockbroker Philip F. Chao: Name: Philip Fu-Pei Chao Current Employer: Cetera Wealth Services, LLC (FINRA broker;…

read more

Rex Securities Law Investment Fraud Attorney Investigates Michael J. Collins – Investment Adviser with Kingsbury Capital Investment Advisors, LLC)

Rex Securities Law Investment Fraud Attorney Investigates Michael J. Collins – Investment Adviser with Kingsbury Capital Investment Advisors, LLC) 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Evanston, IL Here’s what you need to know about Evanston, IL stockbroker Michael J. Collins: Name: Michael Jason Collins. Current Employer: Kingsbury Capital Investment Advisors, LLC —…

read more

Rex Securities Law Investment Fraud Attorney Investigates Scott Blackman formerly with Emerson Equity

Rex Securities Law Investment Fraud Attorney Investigates Scott Blackman formerly with Emerson Equity 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Dallas, TX) Scott Blackman Investigation Summary Here’s what you need to know about Dallas, Texas stockbroker Scott Blackman: Name: Mr. Scott Howard Blackman Current Employer: Not…

read more

Rex Securities Law Investment Fraud Attorney Investigates Joyce An Thomas formerly with Voya Financial Advisors

Rex Securities Law Investment Fraud Attorney Investigates Joyce An Thomas formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Diamond Bar, CA ) Joyce An Thomas Investigation Summary Here’s what you need to know about Diamond Bar, CA, stockbroker Joyce An Thomas: Name: Ms. Joyce…

read more

Rex Securities Law Investment Fraud Attorney Investigates Nathan Wells formerly with Voya Financial Advisors

Rex Securities Law Investment Fraud Attorney Investigates Nathan Wells formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Morrison, IL) Nathan Wells Investigation Summary Here’s what you need to know about Morrison, IL, stockbroker Natan Wells: Name: Mr. Nathan Cole Wells Current Employer: Cetera…

read more

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Helen Rothlein

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Helen Rothlein 150 150 Robert Rex, Esq.

Last Updated: November 2025, Boca Raton, FL/ New York. NY Helen Rothlein Investigation Summary Here’s what you need to know about Boca Raton, FL / New York, NY, , stockbroker…

read more

Rex Securities Law Investment Fraud Attorney Investigates Keith D’Agostino formerly with Aegis Capital

Rex Securities Law Investment Fraud Attorney Investigates Keith D’Agostino formerly with Aegis Capital 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Melville, NY) Keith D’Agostino Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Keith D’Agostino: Name: Mr. Keith Michael D’Agostino Current Employer: Not…

read more

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Thomas Duggan

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Thomas Duggan 150 150 Robert Rex, Esq.

Last Updated: November 2025 | Melville, NY Thomas Duggan Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Thomas Duggan: Name: Mr. Thomas Duggan Current Status: Not currently registered…

read more

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Former Broker Joe Gamez

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Former Broker Joe Gamez 150 150 Robert Rex, Esq.

Last Updated: November 2025 — San Antonio, TX Here’s what you need to know about San Antonio, TX, stockbroker Joe Gamez: Name:Jose Abel Gamez Alias: Joe Gamez Current Employer:None — Permanently barred…

read more

Rex Securities Law Investment Fraud Attorney Investigates Spire Securities Broker James Protigal

Rex Securities Law Investment Fraud Attorney Investigates Spire Securities Broker James Protigal 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Osprey, FL) James Protigal Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker James Protigal: Name: Mr. James Charles Protigal Current Employer: Ameriprise…

read more

You cannot copy content of this page