Last Updated: November 2023 (Dallas, TX)
Scott Blackman Investigation Summary
Here’s what you need to know about Dallas, Texas stockbroker Scott Blackman:
- Name: Mr. Scott Howard Blackman
- Current Employer: Not currently registered with FINRA
- DBA: Innovation Capital Solutions
- Previous Firms: Emerson Equity LLC, Arque Capital Ltd., Wells Investment Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: Scott Blackman
- Primary Location: Dallas, Texas
- CRD 4684484
- Can Scott Blackman be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $150,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Scott Blackman As Your Stockbroker?
In 6/2022 a customer of Emerson Equity filed a FINRA arbitration alleging that Scott Blackman violated the Securities Act of Arizona, the Arizona Consumer Fraud Act, the Colorado Consumer Protection Act and other causes of action and is seeking damages of $150,000 in this currently pending matter.
Allegations of Broker Misconduct Against Scott Blackman
Customers of Scott Blackman have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
- Violations of Arizona and Colorado statutes
- Violations of Federal Securities laws
- Common Law Fraud
- Negligence
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
See this for information on other investigations of Arque Capital brokers
See this for information on our other investigations of Emerson Equity stockbrokers.
If you have suffered investment losses in an account handled by Scott Blackman, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
