Last Updated: October 2025 — Columbus, IN Here’s what you need to know about Columbus, IN stockbroker Tally D. Lykins: Name: Tally Drew Lykins Current Employer: Money Concepts Capital Corp. (broker) and…
read moreLast Updated: October 2025 — Daly City, CA Here’s what you need to know about Daly City, CA stockbroker Juan H. Liang: Name: Juan Hua Liang. Alias: Joyce Liang, Juanhua Liang…
read moreLast Updated: October 2025 — Cohoes, NY Here’s what you need to know about Cohoes, NY, stockbroker Thomas F. Currie: Name: Thomas Francis Currie IV Alias: Thomas Currie Current Employer: Goldman…
read moreLast Updated: October 2025 — Houston, TX Here’s what you need to know about Houston, TX stockbroker John P. Donnelly: Name: John Patrick Donnelly. CRD #2374887. Current Employer: Merrill Lynch, Pierce, Fenner…
read moreLast Updated: October 2025 — Oak Brook, IL Here’s what you need to know about Oak Brook, IL stockbroker James Robert Viktora: Name: James Robert Viktora Current Employer: Not currently registered with…
read moreLast Updated: October 2025 U.S. Securities and Exchange Commission (SEC) Orders Disbursement of Fair Fund On September 30, 2025 the SEC issued and Order Directing Disbursement of Fair Fund in…
read moreLast Updated: September 2025 — Frisco, TX Here’s what you need to know about Frisco, TX stockbroker Steven J. Vander Velde: Name: Steven Joseph Steven J. Vander Velde. Alias: Steven Vandervelde…
read moreLast updated: September 2025 — San Antonio, Texas Here’s what you need to know about Patrick Pistor in San Antonio, Texas Name: Patrick Aaron Pistor Current Employer: Barred from acting as a…
read moreLast Updated: September 2025 — New York, NY Here’s what you need to know about New York, NY stockbroker Libertad Ortiz: Name: Ms. Libertad Mahany Ortiz Contreras Alias: Libertad Ortiz Current…
read moreLast Updated: September 2025 — Overland Park, KS Here’s what you need to know about Overland Park, KS stockbroker Chris Burch: Name: Christopher William Burch Current Employer: Not Currently registered…
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