Last Updated: September 2026 Scott Meador Investigation Summary Here’s What You Need to Know About Naples, FL Stockbroker William S. Meador: Name: William Scott Meador Current Employer: UBS Financial Services…
read moreLast Updated: September 2026 (Indianapolis, IN) Lowry Bayley Investigation Summary Here’s what you need to know about Indianapolis, stockbroker Lowry Bayley: Name: Mr. Lowry Hinch Bayley Alias: L.H. Bayley Current…
read moreSeptember 2026 -Ft. Worth, Texas The FINRA records of Timothy D. Walsh , a registered investment advisor with Xenith Financial Advisory Services disclose a recent sanction by the Texas State Securities Board (TSSB),…
read moreLast Updated: August 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Shay Scruggs: Name: Shay W. Scruggs Current Employer: USCA Securities , ARAX Advisory Partners…
read moreLast Updated: August 2026 (Austin, TX) David Dahill Investigation Summary Here’s what you need to know about Austin, TX, stockbroker David Dahill: Name: Mr. David P. Dahill Current Employer: Realized…
read moreLast Updated: August 2026 — Missouri City, TX Here’s what you need to know about Missouri City, TX, stockbroker Deetra Marie Tesla: Name: Deetra Marie Tesla Alias: Deetra Marie Portanova, Deetra…
read moreLast Updated: August 2026 — Houston, TX Here’s what you need to know about Houston, TX, stockbroker Miguel Silva: Name: Miguel Maisterra Silva Current Employer: Monex Securities, Inc. —since July 9, 2026;…
read moreLast Updated: August 2026 (Marlton, New Jersey) Francis Dougherty Investigation Summary Here’s what you need to know about Marlton, NJ, stockbroker Francis Dougherty: Name: Mr. Francis Joseph Dougherty Current Employer:…
read moreLast Updated: August 2026 – New York, NY Mark Sullivan Investigation Summary Here’s what you need to know about New York, NY, stockbroker Mark Sullivan: Name: Mr. Mark Lawrence Sullivan Current…
read moreLast Updated: July 2026, Plano, Texas Here’s What You Need to Know About Plano, Texas Stockbroker Ross F. Brannon Name: Ross Fredrick Brannon Alias: Ross Brannon Current Employer: Crescent Securities Group, Inc.…
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