Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Jump a Broker with Chelsea Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Michael Jump a Broker with Chelsea Financial Services 150 150 Robert Rex, Esq.

June 2026-Hendersonville, TN According to publicly available records Michael A. Jump  (CRD#1146669) ,  a  stockbroker currently registered with Chelsea Financial Services  discloses 2 regulatory events, four customer disputes and a termination. The Financial Industry Regulatory…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Thomas Bodensteiner-Formerly with Purshe Kaplan Sterling
Rex Securities Law Investment Fraud Attorney Investigates Thomas Bodensteiner-Formerly with Purshe Kaplan Sterling 150 150 Robert Rex, Esq.

June 2026 – Clear Lake, Iowa The FINRA records of  Thomas W. Bodensteiner ,  a  stockbroker who was last  employed by  Purshe Kaplan Sterling discloses a customer dispute . The Financial Industry…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Ann Werts
Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Ann Werts 150 150 Robert Rex, Esq.

Last Updated: June 2026 (Lakewood, CO) Ann Werts Investigation Summary Here’s what you need to know about Lakewood, CO, stockbroker Ann Louise Werts: Name: Ms. Ann Louise Werts Current Employer:…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Young a Broker with Purshe Kaplan Sterling
Rex Securities Law Investment Fraud Attorney Investigates Michael Young a Broker with Purshe Kaplan Sterling 150 150 Robert Rex, Esq.

Last Updated: June 2026 (Fargo, N. Dakota) Michael Young Investigation Summary Here’s what you need to know about Fargo, North Dakota, stockbroker Michael Young: Name: Mr. Michael Victor Young Current…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Joshua David Chapin
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Joshua David Chapin 150 150 Robert Rex, Esq.

Last Updated: June 2026 Here’s What You Need to Know About Corona Del Mar, California Stockbroker Josh Chapin Name: Joshua David Chapin Alias: Josh Chapin CRD Number: 5825638 Current Employer: Emerson Equity LLC Prior…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lance Walston formerly with Dominion Investor Services
Rex Securities Law Investment Fraud Attorney Investigates Lance Walston formerly with Dominion Investor Services 150 150 Robert Rex, Esq.

Last Updated: June 2026 (San Antonio, Texas) Lance Walston Investigation Summary Here’s what you need to know about San Antonio, Texas, stockbroker Lance Walston: Name: Mr. Lance Colby Walston Current…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Scott Hume a Broker with Berthel Fisher
Rex Securities Law Investment Fraud Attorney Investigates Scott Hume a Broker with Berthel Fisher 150 150 Robert Rex, Esq.

Last Updated: June 2026 (Bellingham, WA) Scott Hume Investigation Summary Here’s what you need to know about Bellingham, WA, stockbroker Scott Hume: Name: Mr. Scott Allen Hume Current Employer: Berthel…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Portsmouth Financial Services Former Broker Mark D’Ercole
Rex Securities Law Investment Fraud Attorney Investigates Portsmouth Financial Services Former Broker Mark D’Ercole 150 150 Robert Rex, Esq.

Last Updated: June 2026 – San Francisco, CA Here’s what you need to know about San Francisco, CA, stockbroker Mark Andrew D’Ercole: Name: Mark Andrew D’Ercole CRD Number: 820220 Current Status: Not currently…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Western International Securities Former Broker Fariba Madison
Rex Securities Law Investment Fraud Attorney Investigates Western International Securities Former Broker Fariba Madison 150 150 Robert Rex, Esq.

Last Updated: June 2026 — Los Alamitos, CA Here’s what you need to know about Los Alamitos, CA stockbroker Fariba Z. Madison: Name: Fariba Zehtabian Madison CRD Number: 1178259 Current Employer: Vanderbilt…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Russo, Broker with Dominari Securities LLC
Rex Securities Law Investment Fraud Attorney Investigates John Russo, Broker with Dominari Securities LLC 150 150 Robert Rex, Esq.

Last Updated: June 2026— New York, NY Here’s what you need to know about New York, NY stockbroker John Russo: Name: John Russo John Russo LinkedIn Profile Current Employer: Dominari Securities LLC…

read more
Enter your
text here

You cannot copy content of this page