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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Rex Securities Law Investment Fraud Attorney Investigates Richard Brown, Broker with Arete Wealth Advisors, LLC

Rex Securities Law Investment Fraud Attorney Investigates Richard Brown, Broker with Arete Wealth Advisors, LLC 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Valley Village, CA Here’s what you need to know about Valley Village, CA stockbroker Richard Brown: Name: Richard Raymond Brown Current Employer: Arete Wealth Advisors, LLC; Arete…

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Rex Securities Law Investment Fraud Attorney Investigates Former Skystone Securities Broker Stephen Parks

Rex Securities Law Investment Fraud Attorney Investigates Former Skystone Securities Broker Stephen Parks 150 150 Robert Rex, Esq.

Last Updated: April 2026 | Dallas, TX Here’s what you need to know about Dallas, TX, stockbroker Stephen Parks: Name: Mr. Stephen Glover Parks Current Employer: Not currently registered with any…

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Rex Securities Law Investment Fraud Attorney Investigates Former LPL Financial Broker William B. Tunink

Rex Securities Law Investment Fraud Attorney Investigates Former LPL Financial Broker William B. Tunink 150 150 Robert Rex, Esq.

Last Updated: April 2026 – West Des Moines, IA Here’s what you need to know about West Des Moines, IA stockbroker William B. Tunink: Name: William Bernard Tunink. Current Employer: Not…

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Rex Securities Law Investment Fraud Attorney Investigates Brad Whalen, a Broker with Green Vista Capital

Rex Securities Law Investment Fraud Attorney Investigates Brad Whalen, a Broker with Green Vista Capital 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Winter Park, FL Here’s what you need to know about Winter Park, FL stockbroker Brad Whalen: Name: Brad Steven Whalen Current Employer: Green Vista Capital, LLC (since…

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Rex Securities Law Investment Fraud Attorney Investigates Don Pittman – Discharged by Edward Jones

Rex Securities Law Investment Fraud Attorney Investigates Don Pittman – Discharged by Edward Jones 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Lubbock, TX Here’s what you need to know about Lubbock, TX stockbroker Don Pittman: Name: Donald Ray Pittman Jr. Alias: Don Pittman Current Employer: Not currently registered…

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Rex Securities Law Investment Fraud Attorney Investigates Paul Snow formerly with Raymond James

Rex Securities Law Investment Fraud Attorney Investigates Paul Snow formerly with Raymond James 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Covington, LA) Paul Snow Investigation Summary Here’s what you need to know about Covington, LA, stockbroker Paul Snow : Name: Mr. Paul Dudlo Snow IV Current…

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Mark Alex Reffett- Arkadios Capital Broker- Discloses Settlement of Customer Dispute- Atlanta, GA

Mark Alex Reffett- Arkadios Capital Broker- Discloses Settlement of Customer Dispute- Atlanta, GA 150 150 Robert Rex, Esq.

April 2026- Atlanta, GA According to publicly available records, former Triad Advisors broker Mark Alex Reffett  discloses settlement of a customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…

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Rex Securities Law Investment Fraud Attorney Investigates Craig Roy, a Broker Formerly with Edward Jones

Rex Securities Law Investment Fraud Attorney Investigates Craig Roy, a Broker Formerly with Edward Jones 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Baton Rouge, LA Here’s what you need to know about Baton Rouge, LA stockbroker Craig Roy: Name: Craig Anthony Roy Current Employer: LPL Enterprise, LLC Prior Firms: Edward…

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Rex Securities Law Investment Fraud Attorney Investigates Michael Matteoni, Formerly a Broker with Triad Advisors

Rex Securities Law Investment Fraud Attorney Investigates Michael Matteoni, Formerly a Broker with Triad Advisors 150 150 Robert Rex, Esq.

Last Updated:  April 2026 (Reno, Nevada) Michael Matteoni Investigation Summary Here’s what you need to know about Reno, NV, stockbroker Michael Matteoni: Name: Mr. John Michael Matteoni Current Employer: Not…

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Rex Securities Law Investment Fraud Attorney Investigates Hunter Jones, a Broker with Great Point Capital

Rex Securities Law Investment Fraud Attorney Investigates Hunter Jones, a Broker with Great Point Capital 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Lakewood, CO Here’s what you need to know about Lakewood, CO stockbroker Robert H. Jones: Name: Robert Hunter Jones Alias: Hunter Jones, Robert Jones Current Employer: Great…

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