Last Updated: January 2025 (Tucson, AZ) William Westcott Investigation Summary Here’s what you need to know about Tucson, AZ, stockbroker Joanna Westcott: Name:William Carl Westcott Current Employer: LPL Financial DBA:…
read moreRex Securities Law Investment Fraud Attorney Investigates Former Lightpath Capital Broker Paul Getty
Last Updated: January 2025 (San Jose, CA) Paul Getty Investigation Summary Here’s what you need to know about San Jose, CA, stockbroker Paul Getty: Name: Mr. Paul M. Getty Current…
read moreLast Updated: January 2025 (San Diego, CA) Brett Hartvigson Investigation Summary Here’s what you need to know about San Diego, CA, stockbroker Brett Hartvigson: Name: Mr. Brett Arthur Hartvigson Current…
read moreRex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Broker John Forrester
Last Updated: January 2025 (Boca Raton, FL) John Forrester Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker John Forrester: Name: Mr. John Gerard Forrester, Jr.…
read moreJanuary 2025 – St. Louis, MO According to publicly available records Alvery Anthony Bartlett, Jr. (CRD#13975), a previously registered stockbroker who was last employed by Aegis Capital and who previously…
read moreJanuary 2025-Seattle, WA The FINRA records of Donald L. Wells , a stockbroker who is currently registered with Realta Equities. He was formerly with Titan Securities from 12/2017-6/2023. His FINRA records disclose a…
read moreLast Updated: January 2025 (Tucson, AZ) Joanna Westcott Investigation Summary Here’s what you need to know about Tucson, AZ, stockbroker Joanna Westcott: Name: Joanna Ingberg Westcott Current Employer: LPL Financial…
read moreLast Updated: January 2024 (Boca Raton, FL) Saralyn Scaldini Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Sara Scaldini: Name: Saralyn Scaldini Current Employer: Fidelity…
read moreLast Updated: January 2025 LPL Financial Investigation Summary Here’s what you need to know about Fort Mill, SC, headquartered brokerage firm LPL Financial: Name: LPL Financial LLC Function: Stock Brokerage…
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