Last Updated: January 2026 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ stockbroker Adam Ross Lunceford: Name: Adam Ross Lunceford Current Employer: Not currently registered with FINRA. Prior…
read moreLast Updated: October 2025 — Marlton, NJ Here’s what you need to know about Marlton, NJ stockbroker Robert A. Moore Jr.: Name: Robert Allen Moore Jr. Current Employer: J. Alden Associates, Inc.…
read moreLast Updated: January 2026 — Little Silver, NJ Here’s what you need to know about Little Silver, NJ stockbroker Alfred Gerald Block: Name: Alfred Gerald Block Alias: Archie Block Current Employer: Not currently…
read moreLast Updated: January 2026 — Tarpon Springs, FL Here’s what you need to know about Tarpon Springs, FL stockbroker Brett Michael Frum: Name: Brett Michael Frum Current Employer: KCD Financial, Inc.- since 11/2021…
read moreLast Updated: January 2026 — Buford, GA Here’s what you need to know about Buford, GA stockbroker Robert Thatcher Tudor: Name: Robert Thatcher Tudor III Current Employer: Voya Financial Advisors, Inc. Prior Firms:…
read moreLast Updated: January 2026 — Fort Worth, TX Here’s what you need to know about Fort Worth, TX stockbroker Blake Furgerson: Name: Blake Christopher Furgerson Current Employer: Stifel, Nicolaus & Company, Incorporated- Since…
read moreLast Updated: January 2026 — McKinney, TX Here’s what you need to know about McKinney, TX stockbroker Phillip Falk: Name: Phillip Falk Current Employer: Emerson Equity LLC Linkedin Profile for Phillip Falk Prior…
read moreLast Updated: January 2026 — Southlake, TX Here’s what you need to know about Southlake, Texas stockbroker Sandeep Shrivastava: Name: Sandeep Shrivastava Current Employer: TPEG Securities, LLC (aka Trinity Private Equity Group & Trinity…
read moreLast Updated: December 2025 — Bristol, Connecticut Here’s what you need to know about former Bristol, CT stockbroker and Connecticut State Representative Chris Ziogas: Name: Mr. Christopher Ziogas Current Employer: Barred from acting…
read moreLast Updated: December 2025 (Corpus Christi, Texas) Mark Kemp Investigation Summary Here’s what you need to know about Corpus Christi, Texas, stockbroker Mark Kemp: Name: Mark Alan Kemp Current Employer:…
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