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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Former Broker Bill Carlton
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Former Broker Bill Carlton 150 150 Robert Rex, Esq.

Last Updated: July 2026 | Bellevue, WA William D. Carlton Investigation Summary Here’s what you need to know about Bellevue, WA, former stockbroker William D. Carlton: Name: Mr. William David Carlton…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Revere Securities Broker Daniel Reilly
Rex Securities Law Investment Fraud Attorney Investigates Former Revere Securities Broker Daniel Reilly 150 150 Robert Rex, Esq.

Last Updated: July 2026 (New York, NY) Daniel Reilly Investigation Summary Here’s what you need to know about New York, NY, stockbroker Daniel Reilly: Name: Mr. Daniel Patrick Reilly Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Rainey Rogers, a Broker with Kestra Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Rainey Rogers, a Broker with Kestra Investment Services 150 150 Robert Rex, Esq.

Last Updated: June 2026 — McKinney, TX Here’s what you need to know about McKinney, Texas stockbroker Rainey Rogers: Name: Rainey Steven Rogers Sr. Current Employer: Kestra Investment Services, LLC (broker) and Kestra…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates USCA Securities Broker Matthew West
Rex Securities Law Investment Fraud Attorney Investigates USCA Securities Broker Matthew West 150 150 Robert Rex, Esq.

Last Updated: June 2026 (Houston, Texas) Matt West Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Matt West: Name: Mr. Matthew Brooke West Current Employer: USCA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Jump a Broker with Chelsea Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Michael Jump a Broker with Chelsea Financial Services 150 150 Robert Rex, Esq.

June 2026-Hendersonville, TN According to publicly available records Michael A. Jump  (CRD#1146669) ,  a  stockbroker currently registered with Chelsea Financial Services  discloses 2 regulatory events, four customer disputes and a termination. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Thomas Bodensteiner-Formerly with Purshe Kaplan Sterling
Rex Securities Law Investment Fraud Attorney Investigates Thomas Bodensteiner-Formerly with Purshe Kaplan Sterling 150 150 Robert Rex, Esq.

June 2026 – Clear Lake, Iowa The FINRA records of  Thomas W. Bodensteiner ,  a  stockbroker who was last  employed by  Purshe Kaplan Sterling discloses a customer dispute . The Financial Industry…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Ann Werts
Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Ann Werts 150 150 Robert Rex, Esq.

Last Updated: June 2026 (Lakewood, CO) Ann Werts Investigation Summary Here’s what you need to know about Lakewood, CO, stockbroker Ann Louise Werts: Name: Ms. Ann Louise Werts Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Young a Broker with Purshe Kaplan Sterling
Rex Securities Law Investment Fraud Attorney Investigates Michael Young a Broker with Purshe Kaplan Sterling 150 150 Robert Rex, Esq.

Last Updated: June 2026 (Fargo, N. Dakota) Michael Young Investigation Summary Here’s what you need to know about Fargo, North Dakota, stockbroker Michael Young: Name: Mr. Michael Victor Young Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Joshua David Chapin
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Joshua David Chapin 150 150 Robert Rex, Esq.

Last Updated: June 2026 Here’s What You Need to Know About Corona Del Mar, California Stockbroker Josh Chapin Name: Joshua David Chapin Alias: Josh Chapin CRD Number: 5825638 Current Employer: Emerson Equity LLC Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lance Walston formerly with Dominion Investor Services
Rex Securities Law Investment Fraud Attorney Investigates Lance Walston formerly with Dominion Investor Services 150 150 Robert Rex, Esq.

Last Updated: June 2026 (San Antonio, Texas) Lance Walston Investigation Summary Here’s what you need to know about San Antonio, Texas, stockbroker Lance Walston: Name: Mr. Lance Colby Walston Current…

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