• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kerri Jamison a Financial Advisor with Newbridge Securities
Rex Securities Law Investment Fraud Attorney Investigates Kerri Jamison a Financial Advisor with Newbridge Securities 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Mesa, AZ) Kerri Jamison Investigation Summary Here’s what you need to know about Mesa, AZ, stockbroker Kerri Jamison: Name: Kerri Suzanne Jamison Current Employer: Kovack Securities…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lloyd Hodgin an advisor with Saxony Securities & Wealth Plus of the Dakotas
Rex Securities Law Investment Fraud Attorney Investigates Lloyd Hodgin an advisor with Saxony Securities & Wealth Plus of the Dakotas 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Aberdeen, South Dakota) Lloyd Hodgin Investigation Summary Here’s what you need to know about Aberdeen, South Dakota, stockbroker Lloyd Hodgin: Name: Lloyd Douglas Hodgin Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Keith Curtis formerly with Aegis Capital Corp.
Rex Securities Law Investment Fraud Attorney Investigates Keith Curtis formerly with Aegis Capital Corp. 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Sarasota, FL) Keith Curtis Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Keith Curtis: Name: Mr. Keith Michael Curtis Current Employer: FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bill Collins formerly with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Bill Collins formerly with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Troy, Michigan) Bill Collins Investigation Summary Here’s what you need to know about Troy, MI, stockbroker William Collins: Name: Mr. William Lief Collins Current Employer: Cetera…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Equitable Advisors Broker Richard Brittain
Rex Securities Law Investment Fraud Attorney Investigates Equitable Advisors Broker Richard Brittain 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Valencia, CA) Richard Brittain Investigation Summary Here’s what you need to know about Valencia, CA, stockbroker Richard Brittain: Name: Mr. Richard Dustin Brittain Current Employer: Equitable…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Broker Thomas Bates
Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Broker Thomas Bates 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Columbus, Ohio) Thomas Bates Investigation Summary Here’s what you need to know about Columbus, OH, stockbroker Thomas Bates: Name: Mr. Thomas Ray Bates Current Employer: Cambridge…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Avantax Investment Services Broker Peter Maniscalco
Rex Securities Law Investment Fraud Attorney Investigates Avantax Investment Services Broker Peter Maniscalco 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Staten Island, NY) Peter Maniscalco Investigation Summary Here’s what you need to know about Staten Island, NY, stockbroker Peter Maniscalco: Name: Mr. Peter Maniscalco Current Employer:…

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  • Robert Rex, Esq.

Gary C. Haack-Former FSC Securities Broker-Discloses Settlement of Customer Dispute-San Antonio, TX
Gary C. Haack-Former FSC Securities Broker-Discloses Settlement of Customer Dispute-San Antonio, TX 150 150 Robert Rex, Esq.

January 2024- San Antonio, Texas According to publicly available records Gary C. Haack  (CRD#2796834) ,  a  stockbroker who currently is employed by Corecap Investments ,  discloses  2 prior customer disputes. The Financial Industry Regulatory…

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Jonathon Ebel – Network 1 Financial Securities Broker-Discloses Multiple Customer Disputes – Hauppauge, NY
Jonathon Ebel – Network 1 Financial Securities Broker-Discloses Multiple Customer Disputes – Hauppauge, NY 150 150 ER

Jonathon Ebel  Investigation January 2024-Hauppauge, NY According to publicly available record Jonathon Ebel, a Network 1 Financial Securities broker discloses three prior customer disputes and two pending customer disputes. The Financial Industry…

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George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Settlement of Customer Dispute and Termination-Washington, DC
George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Settlement of Customer Dispute and Termination-Washington, DC 150 150 ER

George Fellows Investigation January 2024- Washington, DC The FINRA records of  George W. Fellows, Jr.,   a former Merrill Lynch broker,  disclose a regulatory event,  a settled customer dispute and a termination.…

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