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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Kelley a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Michael Kelley a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Indianapolis, IN) Michael Kelley Investigation Summary Here’s what you need to know about Indianapolis, IN, stockbroker Michael Kelley: Name: Michael Joseph Kelley Current Employer: Charter Advisory Corporation and…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Patrick Louise a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Patrick Louise a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Woodstock, IL) Patrick Louise Investigation Summary Here’s what you need to know about Woodstock, IL, stockbroker Patrick Louise: Name: Patrick Dean Louise Current Employer: LPL Financial LLC Function: Stockbroker…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Howle a broker with USCA Securities
Rex Securities Law Investment Fraud Attorney Investigates John Howle a broker with USCA Securities 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Dallas, TX) John Howle Investigation Summary Here’s what you need to know about Dallas, TX, stockbroker John Austin Howle: Name: Mr. John Austin Howle Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Funes formerly with Realized Financial, Austin, TX
Rex Securities Law Investment Fraud Attorney Investigates David Funes formerly with Realized Financial, Austin, TX 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Austin, Texas) David Funes Investigation Summary Here’s what you need to know about Austin, TX, stockbroker David Funes: Name: Mr. David John Funes Current Employer: Permanently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Craig Emerson a broker with Cetera Advisor Network
Rex Securities Law Investment Fraud Attorney Investigates Craig Emerson a broker with Cetera Advisor Network 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Greenwood Village, CO) Craig Emerson Investigation Summary Here’s what you need to know about Greenwood Village, CO, stockbroker Craig Emerson: Name: Mr. Craig Drewes Emerson Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Skip Chatelain a broker with Prospera Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Skip Chatelain a broker with Prospera Financial Services 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Metairie, LA) Skip Chatelain Investigation Summary Here’s what you need to know about Metairie, LA, stockbroker Skip Chatelain: Name: Mr. Ned Anthony Chatelain Current Employer: Prospera…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Shaun E. Hayes formerly with Merrill Lynch / McElhenny Sheffield Capital Management
Rex Securities Law Investment Fraud Attorney Investigates Shaun E. Hayes formerly with Merrill Lynch / McElhenny Sheffield Capital Management 150 150 Robert Rex, Esq.

Last Updated: November 2024 (Lantana, Texas) Shaun Hayes Investigation Summary Here’s what you need to know about Lantana, Texas, stockbroker Shaun Hayes: Name: Mr. Shaun Eugene Hayes Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities – Lawsuits, Arbitrations and Customer Disputes
Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities – Lawsuits, Arbitrations and Customer Disputes 150 150 Robert Rex, Esq.

Last Updated:  September 2025 Hilltop Securities Investigation Summary Here’s what you need to know about Dallas, Texas, headquartered brokerage firm Hilltop Securities, Inc: Name:  Hilltop Securities Inc. Special note: Hilltop…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kevin Springstead formerly with Craft Capital Management
Rex Securities Law Investment Fraud Attorney Investigates Kevin Springstead formerly with Craft Capital Management 150 150 Robert Rex, Esq.

Last Updated: September 2024 (Garden City, NY) Kevin Springstead Investigation Summary Here’s what you need to know about Garden City, NY, stockbroker Kevin Springstead: Name: Mr. Kevin Francis Springstead Current…

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  • ER

Woodbury Financial Services- Discloses 22 Regulatory Issues/ Fines
Woodbury Financial Services- Discloses 22 Regulatory Issues/ Fines 150 150 ER

Woodbury Financial  Services Investigation WOODBURY FINANCIAL ACQUIRED BY OSAIC FINANCIAL – SEE LINK August 2024 The FINRA records of Woodbury Financial Services,   disclose 22  final regulatory events, 8 prior customer disputes,…

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