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Centaurus Broker Ricky Alan Mantei Subject of Numerous Customer Complaints Ordered to Cease and Desist- Lexington, SC
Centaurus Broker Ricky Alan Mantei Subject of Numerous Customer Complaints Ordered to Cease and Desist- Lexington, SC 150 150 ER

Ricky Alan Mantei Investigation Updated December 2023 Former JP Turner & Centaurus Customers Have Sued for Damages-Sold Variable Interest Rate Structured ProductsLexington, SC The FINRA records of Ricky Alan Mantei, currently employed…

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Kenneth New- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Merritt Island, FL
Kenneth New- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Merritt Island, FL 150 150 Robert Rex, Esq.

Kenneth New/Center State Securities/GWG L-Bond Investigation   Updated December 2023 Merritt Island, FL  According to publicly available records Kenneth J. New,  a broker currently employed by Arete Wealth Management,  discloses several…

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Brian Wurdermann- Former RBC Capital Markets Advisor- Barred From Industry by Securities Regulators -Discloses $1.8 Million Customer Suit -New York, NY
Brian Wurdermann- Former RBC Capital Markets Advisor- Barred From Industry by Securities Regulators -Discloses $1.8 Million Customer Suit -New York, NY 150 150 ER

Brian Wurdermann Investigation Updated December  2023 New York, NY According to publicly available records Brian Wurdermann a former broker who last worked for RBC Capital Markets,  discloses a regulatory matter resulting…

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Charles J. Ehnot-Supreme Alliance LLC Broker- Discloses 30 Customer Disputes-Dunmore, PA
Charles J. Ehnot-Supreme Alliance LLC Broker- Discloses 30 Customer Disputes-Dunmore, PA 150 150 Robert Rex, Esq.

Updated December 2023 Dunmore, PA The FINRA records of Charles J. Ehnot , a stock broker employed by Supreme Alliance LLC, disclose  30 prior customer disputes and two outstanding IRS tax  liens.…

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Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Broker James Williams
Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Broker James Williams 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Boca Raton, FL) James Williams Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker James Williams: Name: Mr. James Earl Williams Current…

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Rex Securities Law Investment Fraud Attorney Investigates Osaic Institutions (formerly Infinex Investments) Broker Emilio Vazquez
Rex Securities Law Investment Fraud Attorney Investigates Osaic Institutions (formerly Infinex Investments) Broker Emilio Vazquez 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Coconut Grove, Florida) Emilio Vazquez Investigation Summary Here’s what you need to know about Coconut Grove, FL, stockbroker Emilio Vazquez: Name: Mr. Emilio A. Vazquez Current…

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Rex Securities Law Investment Fraud Attorney Investigates Ameriprise Financial Services Broker Rudy Molnar
Rex Securities Law Investment Fraud Attorney Investigates Ameriprise Financial Services Broker Rudy Molnar 150 150 Robert Rex, Esq.

Last Updated: December 2023 (New Port Richey, Florida) Rudy Molnar Investigation Summary Here’s what you need to know about New Port Richey, FL, stockbroker Rudolf Molnar: Name: Mr. Rudolf L.…

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Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Broker Greg McLeod
Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Broker Greg McLeod 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Boca Raton, FL) Greg McLeod Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Greg McLeod: Name: Mr. Gregory Malcolm McLeod Current…

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Rex Securities Law Investment Fraud Attorney Investigates Jeff Cheng Jin formerly with Cetera Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Jeff Cheng Jin formerly with Cetera Investment Services 150 150 Robert Rex, Esq.

Last Updated: December 2023 (The Woodlands, Texas) Jeff Jin Investigation Summary Here’s what you need to know about The Woodlands, TX, stockbroker Jeffrey Cheng Jin: Name: Mr. Jeff Cheng Jin…

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Rex Securities Law Investment Fraud Attorney Investigates Tom Holly formerly with National Securities Corp.
Rex Securities Law Investment Fraud Attorney Investigates Tom Holly formerly with National Securities Corp. 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Boca Raton, FL) Tom Holly Investigation Summary Here’s what you need to know about Boca Raton, Florida, stockbroker Tom Holly: Name: Mr. John Thomas Holly, Sr.…

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