Last Updated: June 2024 (Scottsdale, AZ) Stuart Jay Spivak Investigation Summary Here’s what you need to know about Scottsdale, AZ stockbroker Stuart Jay Spivak: Name: Mr. Stuart Jay Spivak Current Employer: Centaurus…
read moreLast Updated: June 2024 (Houston, TX) Kelly Erwin Hejtmancik Jr. Investigation Summary Here’s what you need to know about Houston, TX stockbroker Kelly Erwin Hejtmancik Jr.: Name: Kelly Erwin Hejtmancik Jr.…
read moreLast Updated: June 2024 (Childress, TX) Keyan Lane Keys Investigation Summary Here’s what you need to know about Childress, TX stockbroker Keyan Lane Keys: Name: Keyan Lane Keys Current Employer: Edward Jones…
read moreLast Updated: June 2024 (Austin, Texas) Texas State Securities Board Sanctions Masterworks, Seller of Artworks In a Consent Order dated 6/17/24, The Texas State Securities Board (TSSB) reprimanded Masterworks Administrative…
read moreLast Updated: June 2024 (Huntsville, AL) Grant Carodine Investigation Summary Here’s what you need to know about Huntsville, AL stockbroker Grant Carodine: Name: Grant Carodine Current Employer: Edward Jones Prior Employers: BBVA…
read moreLast Updated: June 2024 (Lady Lake, FL) Anthony Scott Desjardins Investigation Summary Here’s what you need to know about Lady Lake, FL, stockbroker Anthony Scott Desjardins: Name: Anthony Scott Desjardins Current…
read moreLast Updated: June 2024 (Beachwood, OH) Bruce Alan Hartzmark Investigation Summary Here’s what you need to know about Beachwood, OH stockbroker Bruce Alan Hartzmark: Name: Bruce Alan Hartzmark Current Employer: Oppenheimer &…
read moreLast Updated: June 2024 (Covina, CA) Joel Daniel Harworth Investigation Summary Here’s what you need to know about Covina, CA stockbroker Joel Daniel Harworth: Name: Joel Daniel Harworth Current Employer: Centaurus Financial,…
read moreLast Updated: June 2024 (Garden City, NY) Michael Vincent Restagno Investigation Summary Here’s what you need to know about Garden City, NY stockbroker Michael Vincent Restagno: Name: Michael Vincent Restagno Current…
read moreLast Updated: June 2024 (New York, NY) Guy Clemente Investigation Summary Here’s what you need to know about New York, NY, stockbroker Guy Clemente: Name: Mr. Guy Gregory Clemente Current…
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