• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Centaurus Financial Broker Donna Seymour (Pastorik)
Rex Securities Law Investment Fraud Attorney Investigates Centaurus Financial Broker Donna Seymour (Pastorik) 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Winter Haven, FL) Donna Seymour Investigation Summary Here’s what you need to know about Winter aven,FL , stockbroker Donna Seymour: Name: Donna Maria Seymour Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lincoln Financial Securities Broker Tony Keena
Rex Securities Law Investment Fraud Attorney Investigates Lincoln Financial Securities Broker Tony Keena 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Winter Park, FL) Tony Keena Investigation Summary Here’s what you need to know about Winter Park, FL, stockbroker Tony Keena: Name: Mr. Tony Scott Keena Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Pierce Fenner & Smith Broker Adam Gurien
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Pierce Fenner & Smith Broker Adam Gurien 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Palm Beach Gardens, FL / Short Hills, NJ) Adam Gurien Investigation Summary Here’s what you need to know about Palm Beach Gardens, FL & Short Hills,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Dana Davis formerly with Newbridge Securities
Rex Securities Law Investment Fraud Attorney Investigates Dana Davis formerly with Newbridge Securities 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Hauppauge, NY) Dana Davis Investigation Summary Here’s what you need to know about Hauppauge, NY, stockbroker Dana Davis: Name: Mr. Dana H. Davis Current Employer: Suspended…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Dempsey Lord Smith Broker Jay Parrish
Rex Securities Law Investment Fraud Attorney Investigates Dempsey Lord Smith Broker Jay Parrish 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Jacksonville, FL) Jay Parrish Investigation Summary Here’s what you need to know about Jacksonville, FL, stockbroker Jay Parrish: Name: Mr. Jerry Lee Parrish Current Employer: Dempsey…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Citigroup Global Markets Broker Joao Bastos
Rex Securities Law Investment Fraud Attorney Investigates Citigroup Global Markets Broker Joao Bastos 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Miami Beach, FL) Joao Bastos Investigation Summary Here’s what you need to know about Miami Beach, FL, stockbroker Joas Bastos: Name: Joao Carlos Bastos Current Employer:…

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  • ER

Sean Casterline-Former International Assets Advisory-Subject of Customer Claim for Damages- Maitland, FL
Sean Casterline-Former International Assets Advisory-Subject of Customer Claim for Damages- Maitland, FL 150 150 ER

Sean Casterline Investigation Updated December 2023 Maitland, FL According to publicly available records Sean Casterline a  stockbroker who was suspended for 18 months (1/2022-7/2023) and who last worked for Delta Securities Company …

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Centaurus Broker Ricky Alan Mantei Subject of Numerous Customer Complaints Ordered to Cease and Desist- Lexington, SC
Centaurus Broker Ricky Alan Mantei Subject of Numerous Customer Complaints Ordered to Cease and Desist- Lexington, SC 150 150 ER

Ricky Alan Mantei Investigation Updated December 2023 Former JP Turner & Centaurus Customers Have Sued for Damages-Sold Variable Interest Rate Structured ProductsLexington, SC The FINRA records of Ricky Alan Mantei, currently employed…

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  • Robert Rex, Esq.

Kenneth New- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Merritt Island, FL
Kenneth New- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Merritt Island, FL 150 150 Robert Rex, Esq.

Kenneth New/Center State Securities/GWG L-Bond Investigation   Updated December 2023 Merritt Island, FL  According to publicly available records Kenneth J. New,  a broker currently employed by Arete Wealth Management,  discloses several…

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Brian Wurdermann- Former RBC Capital Markets Advisor- Barred From Industry by Securities Regulators -Discloses $1.8 Million Customer Suit -New York, NY
Brian Wurdermann- Former RBC Capital Markets Advisor- Barred From Industry by Securities Regulators -Discloses $1.8 Million Customer Suit -New York, NY 150 150 ER

Brian Wurdermann Investigation Updated December  2023 New York, NY According to publicly available records Brian Wurdermann a former broker who last worked for RBC Capital Markets,  discloses a regulatory matter resulting…

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