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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Giuseppe Pulitano a broker with Stonecrest Capital Markets
Rex Securities Law Investment Fraud Attorney Investigates Giuseppe Pulitano a broker with Stonecrest Capital Markets 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Austin, TX ) Giuseppe Pulitano Investigation Summary Here’s what you need to know about Austin, Texas, stockbroker Giuseppe Pulitano: Name: Mr. Giuseppe Pulitano Current Employer: Stonecrest…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mark Tevebaugh formerly with NEXT Financial Group
Rex Securities Law Investment Fraud Attorney Investigates Mark Tevebaugh formerly with NEXT Financial Group 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Indian Harbour Beach, FL) Mark Tevebaugh Investigation Summary Here’s what you need to know about Indian Harbour Beach, FL, stockbroker Mark Tevebaugh: Name: Mr Mark Lee Tevebaugh…

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  • ER

David Shane Simmons-Former Lincoln Financial Securities Broker-Convicted in Tax Shelter Scheme – Jefferson, NC
David Shane Simmons-Former Lincoln Financial Securities Broker-Convicted in Tax Shelter Scheme – Jefferson, NC 150 150 ER

David Shane Simmons Investigation April 2024-Jefferson, NC UPDATE: On April 25, 2024 the U.S. Department of Justice convicted two tax attorneys and former broker David Shane Simmons of conspiring to…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Barbara Leonard a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Barbara Leonard a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Galveston, Texas) Barbara Leonard Investigation Summary Here’s what you need to know about Galveston, TX, stockbroker Barbara Leonard: Name: Barbara Elizabeth Leonard Current Employer: LPL FInancial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Juan Rascon a broker with Cetera Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Juan Rascon a broker with Cetera Investment Services 150 150 Robert Rex, Esq.

Last Updated: September 2025 (Houston, Texas) Juan Rascon Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Juan Rascon: Name: Juan Manuel Rascon Current Employer: Cetera Investment…

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  • Robert Rex, Esq.

Sean Brady-Former First Allied Securities Broker-Millions in Settlements Paid to Former Customers-St. Louis, MO
Sean Brady-Former First Allied Securities Broker-Millions in Settlements Paid to Former Customers-St. Louis, MO 150 150 Robert Rex, Esq.

April 2024- St. Louis, MO The FINRA records of  Sean Aaron Brady ,  a  former stock broker who is not currently registered and who was last employed by First Allied Securities ,  disclose  that he was…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Todd Rustman formerly with American Trust Investment Services & Clarity Capital Partners
Rex Securities Law Investment Fraud Attorney Investigates Todd Rustman formerly with American Trust Investment Services & Clarity Capital Partners 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Newport Beach, CA) Todd Rustman Investigation Summary Here’s what you need to know about Newport Beach, CA, & Bellevue, WA, stockbroker Todd Rustman: Name: Mr. Todd…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gregory Suzio a broker with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates Gregory Suzio a broker with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Auburn Hills, MI) Gregory Suzio Investigation Summary Here’s what you need to know about Auburn Hills, MI, stockbroker Gregory Suzio: Name: Mr. Gregory Paul Suzio Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ann Deaton formerly with USCA Securities
Rex Securities Law Investment Fraud Attorney Investigates Ann Deaton formerly with USCA Securities 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Houston, TX) Ann Deaton Investigation Summary Here’s what you need to know about Houston, TX, stockbroker Ann Deaton: Name: Ann Estelle Deaton Current Employer: Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Nicole Fry a broker with Ameriprise Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Nicole Fry a broker with Ameriprise Financial Services 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Celina, Texas) Nicole Fry Investigation Summary Here’s what you need to know about Celina, TX, stockbroker Nicole Fry: Name: Nicole Michele Fry Current Employer: Ameriprise Financial…

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