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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Eric Reed a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Eric Reed a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Alexandria, Louisiana) Eric Reed Investigation Summary Here’s what you need to know about Alexandria, LA, stockbroker Eric Reed: Name: Mr. Eric Jay Reed Current Employer: LPL…

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  • ER

Bob Boschke- Former CFD Investments Broker-Discloses 3 Terminations From Employment-St. Germain, WI
Bob Boschke- Former CFD Investments Broker-Discloses 3 Terminations From Employment-St. Germain, WI 150 150 ER

Bob Boschke Investigation April 2024- St. Germain, WI The FINRA records of  Robert “Bob” Boschke,   a  stockbroker previously employed by  CFD Investments, Inc.  and LPL Financial disclose  two regulatory actions and 3…

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  • ER

Scott Bremus- Former LPL Broker- Discloses Customer Suit and Termination of Employment- Dacula, GA
Scott Bremus- Former LPL Broker- Discloses Customer Suit and Termination of Employment- Dacula, GA 150 150 ER

Scott Bremus Investigation April 2024- Dacula, GA According to publicly available records Scott Bremus,  a broker previously registered with LPL Financial discloses 2 regulatory events, 2 final customer disputes and…

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  • ER

Robert Alvarez- International Assets Advisory Management Broker- Discloses Regulatory Event, Customer Disputes and Terminations From Employment – Metairie, LA
Robert Alvarez- International Assets Advisory Management Broker- Discloses Regulatory Event, Customer Disputes and Terminations From Employment – Metairie, LA 150 150 ER

Robert Alvarez Investigaton April 2024- Metairie, LA According to publicly available records,  Robert Alvarez,  a broker with International Assets Investment Management discloses a regulatory event , a currently pending customer dispute,…

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  • Robert Rex, Esq.

Jason N. Anderson, Former LPL Financial Broker- Named in Unauthorized Trading/Churning Suit-Beaumont, TX
Jason N. Anderson, Former LPL Financial Broker- Named in Unauthorized Trading/Churning Suit-Beaumont, TX 150 150 Robert Rex, Esq.

April 2024 – Beaumont, Texas TEXAS STATE SECURITIES BOARD SUSPENSION-On January 30, 2018 Texas Securities State Securities Board (TSSB) Commissioner Travis J. Iles entered a Disciplinary Order  suspending Jason N. Anderson,…

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  • Robert Rex, Esq.

[INVESTOR ALERT] Commonwealth Financial Network Hit with $93 Million Penalty by SEC
[INVESTOR ALERT] Commonwealth Financial Network Hit with $93 Million Penalty by SEC 150 150 Robert Rex, Esq.

Last Updated: April 2024 Commonwealth Financial Ordered to pay $93 Million Judgment For Failure to Disclose Conflicts of Interest Five years of litigation between the U.S. Securities & Exchange Commission…

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  • Robert Rex, Esq.

James T. Flynn-Former VOYA Broker-More Than $19 Million Paid Out to Disgruntled Former Clients-Greenville, SC
James T. Flynn-Former VOYA Broker-More Than $19 Million Paid Out to Disgruntled Former Clients-Greenville, SC 150 150 Robert Rex, Esq.

James Travis Flynn Investigation April 2024-Greer , SC/ Greenville, SC Over the past 5 years we have  successfully obtained significant damages for several dozen former customers of  James Travis Flynn,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Kaiser a broker with Cambridge Investment Research
Rex Securities Law Investment Fraud Attorney Investigates David Kaiser a broker with Cambridge Investment Research 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Cotopaxi, Colorado) David Kaiser Investigation Summary Here’s what you need to know about Cotopaxi, CO stockbroker David Kaiser: Name: Mr. David Lloyd Kaiser Current Employer: Cambridge…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Marcel Pahmer a broker with Centaurus Financial
Rex Securities Law Investment Fraud Attorney Investigates Marcel Pahmer a broker with Centaurus Financial 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Newport Beach, CA ) Marcel Pahmer Investigation Summary Here’s what you need to know about Newport Beach, CA, stockbroker Marcel Pahmer Name: Mr. Marcel Pahmer Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Rita Mansour a broker with McDonald Partners
Rex Securities Law Investment Fraud Attorney Investigates Rita Mansour a broker with McDonald Partners 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Toledo, Ohio) Rita Mansour Investigation Summary Here’s what you need to know about Toledo, OH, stockbroker Rita Mansour: Name: Rita Mansour Current Employer: McDonald Partners DBA:…

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