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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Diana Palmieri a broker with Vanderbilt Securities
Rex Securities Law Investment Fraud Attorney Investigates Diana Palmieri a broker with Vanderbilt Securities 150 150 Robert Rex, Esq.

Last Updated:  March 2024 (Woodbury, NY) Diana Palmieri Investigation Summary Here’s what you need to know about Woodbury, NY,  stockbroker Diana Palmieri: Name:  Diana C. Palmieri Current Employer:  Vanderbilt Securities,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Damon Mapes a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Damon Mapes a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Hillsboro, Oregon) Damon Mapes Investigation Summary Here’s what you need to know about Hillsboro, OR stockbroker Damon Mapes: Name: Mr. Damon Merrill Mapes Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Darryl Cohen
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Darryl Cohen 150 150 Robert Rex, Esq.

Darryl Cohen-Misappropriation From NBA Player Accounts    April 2023-Westlake Village, C A The FINRA records of Darryl Cohen,  a former stock broker who was last employed in the industry by Morgan Stanley…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joshua Cook formerly with LPL Securities
Rex Securities Law Investment Fraud Attorney Investigates Joshua Cook formerly with LPL Securities 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Vernal, Utah) Joshua Cook Investigation Summary Here’s what you need to know about Vernal, UT, stockbroker Joshua Cook: Name: Mr. Joshua R. Cook Current Employer: Suspended…

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  • Robert Rex, Esq.

LPL Financial Ordered to Pay $3.7M Over Variable Annuity Sales-Polaris Platinum III
LPL Financial Ordered to Pay $3.7M Over Variable Annuity Sales-Polaris Platinum III 150 150 Robert Rex, Esq.

March 2024 Update– See this for our investigation of LPL and some of their brokers.    UPDATE Jan 2017– LPL Financial  ordered to pay up to $3.7 million in restitution…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Norman Harp a Broker with B.B. Graham & Company
Rex Securities Law Investment Fraud Attorney Investigates Norman Harp a Broker with B.B. Graham & Company 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Leawood, KS) Norman Harp Investigation Summary Here’s what you need to know about Overland Park, KS, stockbroker Norman Harp: Name: Mr. Norman Ray Harp Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Sean Fleming a Registered Investment Adviser with Fleming Financial
Rex Securities Law Investment Fraud Attorney Investigates Sean Fleming a Registered Investment Adviser with Fleming Financial 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Gilbert, Arizona) Sean Fleming Investigation Summary Here’s what you need to know about Gilbert, AZ, registered investment advisor Sean Fleming: Name: Mr. Sean Michael Fleming Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Leo Rosner a Broker with Cambridge Investment Research
Rex Securities Law Investment Fraud Attorney Investigates Leo Rosner a Broker with Cambridge Investment Research 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Beachwood, OH) Leo Rosner Investigation Summary Here’s what you need to know about Beachwood, OH, stockbroker Leo Rosner: Name: Mr. Leo Rosner Current Employer: Cambridge Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Thomas Geissler a Broker with Ameritas Investment Company
Rex Securities Law Investment Fraud Attorney Investigates Thomas Geissler a Broker with Ameritas Investment Company 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Toledo, OH) Thomas Geissler Investigation Summary Here’s what you need to know about Toledo, OH, stockbroker Thomas Geissler: Name: Mr. Thomas Kurt Geissler Current Employer: Ameritas…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Steve Liddell
Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Steve Liddell 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Plano, Texas) Steve Liddell Investigation Summary Here’s what you need to know about Plano, Texas, stockbroker Steve Liddell: Name: Mr. Steve Liddell Current Employer: UBS Financial…

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