Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • ER

Sean Casterline-Former International Assets Advisory-Subject of Customer Claim for Damages- Maitland, FL
Sean Casterline-Former International Assets Advisory-Subject of Customer Claim for Damages- Maitland, FL 150 150 ER

Sean Casterline Investigation Updated December 2023 Maitland, FL According to publicly available records Sean Casterline a  stockbroker who was suspended for 18 months (1/2022-7/2023) and who last worked for Delta Securities Company …

read more
  • Robert Rex, Esq.

Kenneth New- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Merritt Island, FL
Kenneth New- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Merritt Island, FL 150 150 Robert Rex, Esq.

Kenneth New/Center State Securities/GWG L-Bond Investigation   Updated December 2023 Merritt Island, FL  According to publicly available records Kenneth J. New,  a broker currently employed by Arete Wealth Management,  discloses several…

read more
  • ER

Brian Wurdermann- Former RBC Capital Markets Advisor- Barred From Industry by Securities Regulators -Discloses $1.8 Million Customer Suit -New York, NY
Brian Wurdermann- Former RBC Capital Markets Advisor- Barred From Industry by Securities Regulators -Discloses $1.8 Million Customer Suit -New York, NY 150 150 ER

Brian Wurdermann Investigation Updated December  2023 New York, NY According to publicly available records Brian Wurdermann a former broker who last worked for RBC Capital Markets,  discloses a regulatory matter resulting…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Osaic Institutions (formerly Infinex Investments) Broker Emilio Vazquez
Rex Securities Law Investment Fraud Attorney Investigates Osaic Institutions (formerly Infinex Investments) Broker Emilio Vazquez 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Coconut Grove, Florida) Emilio Vazquez Investigation Summary Here’s what you need to know about Coconut Grove, FL, stockbroker Emilio Vazquez: Name: Mr. Emilio A. Vazquez Current…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ameriprise Financial Services Broker Rudy Molnar
Rex Securities Law Investment Fraud Attorney Investigates Ameriprise Financial Services Broker Rudy Molnar 150 150 Robert Rex, Esq.

Last Updated: December 2023 (New Port Richey, Florida) Rudy Molnar Investigation Summary Here’s what you need to know about New Port Richey, FL, stockbroker Rudolf Molnar: Name: Mr. Rudolf L.…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jeff Cheng Jin formerly with Cetera Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Jeff Cheng Jin formerly with Cetera Investment Services 150 150 Robert Rex, Esq.

Last Updated: December 2023 (The Woodlands, Texas) Jeff Jin Investigation Summary Here’s what you need to know about The Woodlands, TX, stockbroker Jeffrey Cheng Jin: Name: Mr. Jeff Cheng Jin…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Tom Holly formerly with National Securities Corp.
Rex Securities Law Investment Fraud Attorney Investigates Tom Holly formerly with National Securities Corp. 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Boca Raton, FL) Tom Holly Investigation Summary Here’s what you need to know about Boca Raton, Florida, stockbroker Tom Holly: Name: Mr. John Thomas Holly, Sr.…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emilio Guajardo formerly with BB&T Securities
Rex Securities Law Investment Fraud Attorney Investigates Emilio Guajardo formerly with BB&T Securities 150 150 Robert Rex, Esq.

Last Updated: December 2023 (The Woodlands, Texas) Emilio Guajardo Investigation Summary Here’s what you need to know about The Woodlands, TX, stockbroker Emilio Guajardo: Name: Mr. Emilio Guajardo, Jr. Current…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bill Godfrey formerly with Thrivent Investment Management
Rex Securities Law Investment Fraud Attorney Investigates Bill Godfrey formerly with Thrivent Investment Management 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Tampa, Florida) Bill Godfrey Investigation Summary Here’s what you need to know about Tampa, FL, stockbroker Bill Godfrey : Name: Mr. William Wade Godfrey Current Employer:…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Phil Donahue
Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Phil Donahue 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Panama City Beach, FL) Phil Donahue Investigation Summary Here’s what you need to know about Panama City Beach, FL, stockbroker Phil Donahue: Name: Mr. Phil Donahue…

read more
Enter your
text here

You cannot copy content of this page