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John Timberlake – Former Carter, Terry & Company- Discloses Regulatory Event, Pending Customer Dispute, 3 Settled Customer Disputes and a Termination- Atlanta, GA
John Timberlake – Former Carter, Terry & Company- Discloses Regulatory Event, Pending Customer Dispute, 3 Settled Customer Disputes and a Termination- Atlanta, GA 150 150 ER

John Timberlake Investigation Former Carter, Terry & Co./ Suntrust Financial Advisor November 2021- Atlanta, GA According to publicly available records John H. Timberlake,  a financial advisor who previously was employed by…

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Michael Biedny-Former Raymond James Broker- Discloses Regulatory Event, Customer Dispute and a Termination- Clarence, NY
Michael Biedny-Former Raymond James Broker- Discloses Regulatory Event, Customer Dispute and a Termination- Clarence, NY 150 150 ER

Michael Biedny Investigation August 2021- Clarence, NY According to publicly available records,  Michael Biedny,  a financial advisor who previously was employed by Raymond James Financial Services, Inc., discloses a regulatory event,…

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Richard Demetriou-Former Titan Securities Broker-Barred From Securities Industry-Addison, TX
Richard Demetriou-Former Titan Securities Broker-Barred From Securities Industry-Addison, TX 150 150 ER

Richard Demetriou Investigation November 2021-Addison, Texas According to publicly available records Richard Wayne Demetriou,  a  former stockbroker who last worked for Titan Securities discloses a regulatory event, three customer disputes and a…

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Joseph Alhadeff- Former National Securities Corporation Broker- Permanently Barred from FINRA- New York, NY
Joseph Alhadeff- Former National Securities Corporation Broker- Permanently Barred from FINRA- New York, NY 150 150 ER

Joseph Alhadeff Investigation August 2021- New York, NY According to publicly available records,  Joseph V. Alhadeff  a broker previously employed with National Securities Corporation discloses a prior regulatory event and a…

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Matthew Jennings- Former Edward Jones Broker- Permanently Barred from FINRA- Johnston, IA
Matthew Jennings- Former Edward Jones Broker- Permanently Barred from FINRA- Johnston, IA 150 150 ER

Matthew T. Jennings Investigation August 2021- St. Louis, MO According to publicly available records,  Matthew Thomas Jennings a broker previously employed with Edward Jones discloses a prior regulatory event, a termination…

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  • Robert Rex, Esq.

Marcus Parker-Former Wells Fargo Broker-Barred From Securities Industry-Santa Fe, N. Mexico
Marcus Parker-Former Wells Fargo Broker-Barred From Securities Industry-Santa Fe, N. Mexico 150 150 Robert Rex, Esq.

Marcus Parker Investigation October 2021-Santa Fe, New Mexico According to publicly available records Marcus Duane Parker  ,  a  former stockbroker who last worked for Wells Fargo Clearing Services discloses that he has been sued…

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Dale Ramsperger – Former Securities America Broker- Discloses Regulatory Event and a Termination- Scottsdale, AZ
Dale Ramsperger – Former Securities America Broker- Discloses Regulatory Event and a Termination- Scottsdale, AZ 150 150 ER

Dale A. Ramsperger Investigation October 2021- Scottsdale, AZ According to publicly available records Dale Ramsperger,  a broker who last worked for  DMK Advisor Group and prior to that Securities America, …

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Robert Dennis Pearlman-Former NSC Financial Advisor-Has Customer Suits-Boca Raton, FL
Robert Dennis Pearlman-Former NSC Financial Advisor-Has Customer Suits-Boca Raton, FL 150 150 ER

Robert Pearlman Investigation October 2021-Boca Raton, FL According to publicly available records Robert Dennis Pearlman,  a  former stockbroker who was previously registered with National Securities Corporation, disclose 2 currently pending customer…

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  • Robert Rex, Esq.

Patrick Brown-Former Merrill Lynch Financial Advisor-Settles Customer Suit for $1.3M-Montgomery, AL
Patrick Brown-Former Merrill Lynch Financial Advisor-Settles Customer Suit for $1.3M-Montgomery, AL 150 150 Robert Rex, Esq.

Patrick L. Brown Investigation October 2021-Montgomery, AL According to publicly available records Patrick L. Brown ,  a  stockbroker who was previously registered with Merrill Lynch, discloses the recent resolution of a customer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ronald Metcalf, Jr. formerly with Voya Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Ronald Metcalf, Jr. formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Greenville, South Carolina) Ronnie Metcalf Investigation Summary Here’s what you need to know about Greenville, SC , stockbroker Ronnie Metcalf: Name: Mr. Ronald Franklin Metcalf, Jr.…

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