Last Updated: July 2025 – Gainesville, Florida Here’s what you need to know about Gainesville, FL financial advisor Kirk Edward Klein: Name: Kirk Edward Klein CRD Number: 2260326 Current Employer: Koss-Olinger Consulting (Registered…
read moreLast Updated: July 2025 — Green Bay, Wisconsin Here’s what you need to know about Green Bay, WI, stockbroker and registered investment advisor Robert Duncan Aikins: Name: Mr. Robert Duncan Aikins…
read moreJuly 2025- Chicago, IL According to publicly available records Louis Scherschel (CRD#5634741) , a stockbroker was last registered with St. Bernard Financial Services, Inc., (1/2015-4/2022) discloses settlement of a customer dispute and a…
read moreLast Updated: July 2025 (Alpharetta, GA) Jason Laferla Investigation Summary Here’s what you need to know about Alpharetta, GA, stockbroker Jason Laferla: Name: Mr. Jason Scott Laferla Current Employer: Not…
read moreUpdated: July 2025 New York According to FINRA records, Ari M. Baum , a stockbroker who currently works for Prospera Financial Services , discloses a termination from employment . The Financial Industry Regulatory…
read moreJuly 2025- Clearwater, FL According to publicly available records Jason Dukas (CRD#4188239), a stockbroker with Stifel, Nicolaus & Company, discloses a regulatory event and a termination from employment. The Financial…
read moreLast Updated: July 2025(New York/ Miami, FL) Chuck Roberts Investigation Summary Here’s what you need to know about New York, NY & Miami, FL, stockbroker Chuck Roberts: Name: Mr. Chuck…
read moreLast Updated: July 2025 (Dallas, TX) Rajesh Markan Investigation Summary Here’s what you need to know about Dallas, TX, former stockbroker Rajesh Markan: Name: Rajesh Markan Last Registered Employer: Hilltop Securities, Inc.…
read moreLast Updated: July 2025 — Oviedo, Florida Here’s what you need to know about Oviedo, FL, stockbroker Andy S. Rampersaud: Name: Andy S. Rampersaud CRD Number: 4030919 Current Employer: LPL Financial LLC DBA:…
read moreLast Updated: July 2025 — Atlanta, GA Here’s what you need to know about Atlanta, GA, stockbroker Michael Christopher Rudio: Name: Michael Christopher Rudio CRD Number: 6322313 Current Employers: Phase Line Capital, LLC…
read more