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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Lightpath Capital Broker Paul Getty
Rex Securities Law Investment Fraud Attorney Investigates Former Lightpath Capital Broker Paul Getty 150 150 Robert Rex, Esq.

Last Updated: February 2026 (San Mateo, CA) Paul Getty Investigation Summary Here’s what you need to know about San Mateo, CA, financial advisor Paul Getty: Name: Mr. Paul M. Getty…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Alexander Capital Broker Christopher Laffey
Rex Securities Law Investment Fraud Attorney Investigates Alexander Capital Broker Christopher Laffey 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Red Bank, NJ) Christopher Laffey Investigation Summary Here’s what you need to know about Red Bank, NJ, stockbroker Christopher Laffey: Name: Christopher Charles Laffey Current Employer: Alexander Capital,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Great Point Capital Broker Scott Kemps
Rex Securities Law Investment Fraud Attorney Investigates Former Great Point Capital Broker Scott Kemps 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Melbourne, Florida) Scott Kemps Investigation Summary Here’s what you need to know about Melbourne, FL, stockbroker Scott Kemps: Name: Mr. Scott Arthur Kemps Current Employer: Blueskye…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Fidel Trejo-Erazo, a broker with UBS Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Fidel Trejo-Erazo, a broker with UBS Financial Services 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Houston, Texas) Fidel Trejo Investigation Summary Here’s what you need to know about Houston, TX, stockbroker Fidel Trejo-Erazo Name: Mr Fidel Francisco Trejo, Jr. Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Anthony D’Ascoli, Broker with Oppenheimer & Co.
Rex Securities Law Investment Fraud Attorney Investigates Anthony D’Ascoli, Broker with Oppenheimer & Co. 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Delray Beach, FL Here’s what you need to know about Delray Beach, FL stockbroker Anthony D’Ascoli: Name: Anthony D’Ascoli Alias: Anthony Raymond D’Ascoli, Anthony Dascoli…

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  • Robert Rex, Esq.

Investigation of Ameriprise Broker Norm Robbins -Boca Raton, FL
Investigation of Ameriprise Broker Norm Robbins -Boca Raton, FL 150 150 Robert Rex, Esq.

February 2026- Boca Raton, FL  We are investigating Ameriprise Financial Services financial advisor Norman (Norm) Robbins. According to publicly available records, Norm Robbins discloses  a prior regulatory matter and 6 prior customer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lincoln Financial Broker Chadwick K. Watson
Rex Securities Law Investment Fraud Attorney Investigates Lincoln Financial Broker Chadwick K. Watson 150 150 Robert Rex, Esq.

Last Updated: February 2026, Annapolis, MD Here’s what you need to know about Annapolis, MD, stockbroker Chadwick K. Watson: Name: Mr. Chadwick Kingsley Watson CRD Number: 2183286 Current Employer: Not…

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  • ER

Darrell Roberts – Former Spire Securities Broker-Barred From Securities Industry by Regulators -Richardson, TX
Darrell Roberts – Former Spire Securities Broker-Barred From Securities Industry by Regulators -Richardson, TX 150 150 ER

Darrell Roberts Investigation February 2026- Richardson, TX According to publicly available records Darrell Patrick Roberts, a former broker who last worked for Spire Securities,  discloses a final regulatory matter resulting in…

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  • ER

Brett Rutherford- Former Capital Investment Broker- Discloses Numerous Customer Disputes over GWG Investments -Morehead City, NC
Brett Rutherford- Former Capital Investment Broker- Discloses Numerous Customer Disputes over GWG Investments -Morehead City, NC 150 150 ER

Brett Rutherford Investigation February, 2026 – Raleigh, NC The FINRA records of Brett Rutherford, formerly a Capital Investment Group, Inc. broker, discloses a pending customer dispute and numerous settled customer disputes …

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Portsmouth Financial Services Broker Stephen Stanford
Rex Securities Law Investment Fraud Attorney Investigates Portsmouth Financial Services Broker Stephen Stanford 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Fairhope, AL) Stephen Stanford Investigation Summary Here’s what you need to know about Fairhope, AL stockbroker Stephen Stanford: Name: Mr. Stephen Russell Stanford Current Employer: Arete…

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