April 2018 -Boca Raton, FL According to FINRA records, Mohamed Debbagh,  a  stockbroker who was recently employed by Cetera Advisors , disclose a pending dispute by a former customer. The Financial…
read moreMay 2019 Litigation UPDATE–Follow this link for the latest on the Dexter Thomas litigation. If you made a claim for losses that was denied by Mr. Thomas’ former employer, call…
read moreApril 2018 Investors owning non publicly traded alternative investments, such as real estate investment trusts (REITs) and oil and gas partnerships may not have been aware of the meaning of illiquid…
read moreApril 2018 -League City, TX According to FINRA records, Masood (Mike) Husain Azad,  a  former stockbroker who was last employed by First Allied Securities, disclose a prior regulatory event and a…
read moreApril 2018-New York Arthur R. Meunier (a/k/a Robert Breitman, a/k/a Robert Meunier-Breitman) entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) agreeing…
read moreApril 2018 Investors who have suffered losses on investments in the Triloma EIG Energy Income Fund or the Triloma Energy Income Fund EIG Term 1, may be able to recover…
read moreApril 2018-Memphis, TN John Sherman Jumper, 52, of Memphis, Tennessee was indicted by a federal grand jury for embezzling $5.7 million from a pension plan for the employees of Snowshoe…
read moreLast Updated: November 2023 (Margate, Florida) John Egan Investigation Summary Here’s what you need to know about Margate, FL, stockbroker John E. Egan: Name: Mr. John Eugene Egan Current Employer:…
read moreApril 2018 -Boca Raton, FL-Atlanta, GA According to FINRA records, Stacy Cheney-Jamison ,  a currently unregistered stockbroker who formerly was employed by CUNA Brokerage Services, disclose a pending customer dispute. The Financial…
read moreApril 2018 -Jasper, Alabama According to FINRA records, Arshad Hussain ,  a currently unregistered stockbroker who formerly was employed by NEXT Financial Group, disclose 3 prior customer disputes, two terminations from employment and…
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