Rex Securities Law

Rex Securities Law-Investment Loss Recovery Attorneys-Nationwide
  • Robert Rex, Esq.

Donald Saccomano- Former Source Capital Group Broker-Suspended by Regulator-Westport, CT
Donald Saccomano- Former Source Capital Group Broker-Suspended by Regulator-Westport, CT 150 150 Robert Rex, Esq.

Westport, CT UPDATE APRIL 2017–Donald Saccomano was suspended by FINRA in 4/2017 for failing to respond to a FINRA request for…

  • Robert Rex, Esq.

Dante S. Giovannetti Of Orlando, FL, Indicted on Investment Fraud
Dante S. Giovannetti Of Orlando, FL, Indicted on Investment Fraud 150 150 Robert Rex, Esq.

February 18, 2015-Orlando, Florida According to the Tampa Division of the Federal Bureau of Investigation (FBI), Dante S. Giovannetti, age…

  • Robert Rex, Esq.

Lincoln Nebraska Couple Pleads Guilty to Investment Scam
Lincoln Nebraska Couple Pleads Guilty to Investment Scam 150 150 Robert Rex, Esq.

February 18, 2015- Lincoln, Nebraska The JournalStar.com reports that Scott and Robin Usher of Lincoln have admitted duping investors out…

  • Robert Rex, Esq.

B.B. Graham & Co. Broker in Katy, Texas, Sanctioned by Securities Regulator
B.B. Graham & Co. Broker in Katy, Texas, Sanctioned by Securities Regulator 150 150 Robert Rex, Esq.

December 5, 2014-Katy, Texas  Henry McLain Dickinson, III  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory…

  • Robert Rex, Esq.

Sanders Morris Harris Sanctioned by Securities Regulator
Sanders Morris Harris Sanctioned by Securities Regulator 150 150 Robert Rex, Esq.

December 31, 2014-Houston, Texas  Sanders Morris Harris, Inc.  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory…

  • Robert Rex, Esq.

OneAmerica Securities Investigated for Failing to Supervise Option Trading
OneAmerica Securities Investigated for Failing to Supervise Option Trading 150 150 Robert Rex, Esq.

February 13, 2015 OneAmerica Securities, Inc.  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA)…

  • Robert Rex, Esq.

Racine Broker Michael Cuccia Sanctioned by Securities Regulator
Racine Broker Michael Cuccia Sanctioned by Securities Regulator 150 150 Robert Rex, Esq.

February 13, 2015-Racine, Wisconsin Michael F. Cuccia  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority…

  • Robert Rex, Esq.

Sonos Capital Advisors Fined by South Carolina Securities Regulator
Sonos Capital Advisors Fined by South Carolina Securities Regulator 150 150 Robert Rex, Esq.

February 12, 2015- Myrtle Beach, South Carolina The Securities Division of Office of the Attorney General of South Carolina imposed…

  • Robert Rex, Esq.

WR&A Financial Services Sanctioned by South Carolina Securities Regulator
WR&A Financial Services Sanctioned by South Carolina Securities Regulator 150 150 Robert Rex, Esq.

February 12, 2015- South Carolina South Carolina Securities Commissioner Alan Wilson revoked the registration of WR&A Financial Services, Inc. of…

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