• Robert Rex, Esq.

Jeffrey R. Wilson-Wells Fargo Broker-Loses Arbitration to Customer Over Energy and Real Estate Investments-Las Cruces, NM
Jeffrey R. Wilson-Wells Fargo Broker-Loses Arbitration to Customer Over Energy and Real Estate Investments-Las Cruces, NM 150 150 Robert Rex, Esq.

May 2017-Las Cruces, NM The FINRA records of  Jeffrey R. Wilson  ,  a  stockbroker who is currently  registered with Wells Fargo Clearing Services disclose a recent arbitration award to a customer and 2 other prior…

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  • Robert Rex, Esq.

Patrick D. Combs-Former Morgan Stanley Broker-Discloses Customer Dispute and Suspension by FINRA-Southlake, TX
Patrick D. Combs-Former Morgan Stanley Broker-Discloses Customer Dispute and Suspension by FINRA-Southlake, TX 150 150 Robert Rex, Esq.

May 2017-Southlake, TX The FINRA records of  Patrick D. Combs  ,  a  stockbroker who is currently suspended by FINRA and who was last registered with IMS Securities disclose a pending customer dispute, a final regulatory event…

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  • Robert Rex, Esq.

Dominic J. Linsalata-Newbridge Securities Broker-Discloses Settlement of Customer Dispute-Boca Raton, FL
Dominic J. Linsalata-Newbridge Securities Broker-Discloses Settlement of Customer Dispute-Boca Raton, FL 150 150 Robert Rex, Esq.

May 2017-Boca Raton, FL The FINRA records of  Dominic J. Linsalata Jr.  ,  a  stockbroker who is currently registered with Newbridge Securities disclose a customer dispute that was settled. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Michael J. Romanelli-Former Nomura Securities Broker-Discloses Termination from Employment-New York
Michael J. Romanelli-Former Nomura Securities Broker-Discloses Termination from Employment-New York 150 150 Robert Rex, Esq.

May 2017-New York The FINRA records of  Michael J. Romanelli  ,  a  stockbroker who is currently registered with Stormharbour Securities disclose a termination from employment. The Financial Industry Regulatory Authority (FINRA) is the agency that…

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  • Robert Rex, Esq.

William C. (Bill) Fenwick Jr.-First Kentucky Securities Broker-Discloses Customer Disputes-Louisville, KY
William C. (Bill) Fenwick Jr.-First Kentucky Securities Broker-Discloses Customer Disputes-Louisville, KY 150 150 Robert Rex, Esq.

APRIL 2018 UPDATE-$20M customer dispute disclosed by Bill Fenwick, See this for details. April 2017-Louisville, KY The FINRA records of  William C. (Bill) Fenwick Jr.  ,  a  stockbroker who is currently registered with…

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  • Robert Rex, Esq.

Allan George Cooper Guilty of Investment Fraud-Houston, Texas
Allan George Cooper Guilty of Investment Fraud-Houston, Texas 150 150 Robert Rex, Esq.

May 20-17-Houston, Texas The US Attorney’s Office for the Southern District of Texas advises that Allan George Cooper, 76, of Montgomery, TX, was convicted on two counts related to an investment…

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  • Robert Rex, Esq.

George B. Medina-CV Brokerage Inc Broker-Discloses Termination From Employment-New York
George B. Medina-CV Brokerage Inc Broker-Discloses Termination From Employment-New York 150 150 Robert Rex, Esq.

May 2017-New York The FINRA records of  George B. Medina ,  a  stockbroker who is currently registered with CV Brokerage Inc. disclose a termination from employment and outstanding judgment/liens . The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Todd F. Sherman-Former Fusion Analytics Securities Broker-Discloses Customer Dispute-Coral Springs, FL
Todd F. Sherman-Former Fusion Analytics Securities Broker-Discloses Customer Dispute-Coral Springs, FL 150 150 Robert Rex, Esq.

June 2021-Coral Springs, FL The FINRA records of  Todd F. Sherman ,  a  stockbroker who was last registered with Fusion Analytics Securities disclose a regulatory matter resulting in suspension. The Financial Industry…

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  • Robert Rex, Esq.

John Kolody Jr.-Former Foothill Securities Broker-Discloses Customer Dispute-Flagstaff, AZ
John Kolody Jr.-Former Foothill Securities Broker-Discloses Customer Dispute-Flagstaff, AZ 150 150 Robert Rex, Esq.

May 2017- Flagstaff, AZ The FINRA records  of John Kolody, Jr. ,  a  stockbroker who is currently employed by  Securities America   disclose a pending  customer dispute . The Financial Industry Regulatory Authority (FINRA) is the agency that…

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  • Robert Rex, Esq.

Texas Securities Regulator Issues Order RE: Stock Promoters Impersonating Registered Firm
Texas Securities Regulator Issues Order RE: Stock Promoters Impersonating Registered Firm 150 150 Robert Rex, Esq.

MAY 2017-Dallas, Texas The Texas State Securities Board (TSSB) entered an Emergency Cease and Desist May 5th alleging that Raymond Hill and Mark Diaz who are soliciting funds for stock…

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