• Robert Rex, Esq.

Jeffrey J. Drapala-Raymond James Broker-Discloses Customer Dispute-Delray Beach, FL
Jeffrey J. Drapala-Raymond James Broker-Discloses Customer Dispute-Delray Beach, FL 150 150 Robert Rex, Esq.

February 2017-Delray Beach, FL According to publicly available records Jeffrey J. Drapala , (CRD# 1674124) ,  a   stockbroker who is  currently employed by Raymond James Financial Services discloses a pending customer dispute.…

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  • Robert Rex, Esq.

Jack C Bixler-Sandlapper Securities Broker-Discloses Pending Regulatory Matter-Greenville, S.C.
Jack C Bixler-Sandlapper Securities Broker-Discloses Pending Regulatory Matter-Greenville, S.C. 150 150 Robert Rex, Esq.

February 2017-Greenville, South Carolina According to publicly available records Jack Charles Bixler , (CRD# 22331) ,  a   stockbroker who is currently employed by Sandlapper Securities, discloses a pending regulatory matter. The Financial…

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  • Robert Rex, Esq.

Matthew J. Westfall-Former Securities America Broker-Discloses Pending Customer Dispute
Matthew J. Westfall-Former Securities America Broker-Discloses Pending Customer Dispute 150 150 Robert Rex, Esq.

February 2017-Grand Isle, NE According to publicly available records Matthew J. Westfall , (CRD# 1112977) ,  a   stockbroker who is not currently registered, discloses a pending customer dispute, a discharge from…

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  • Robert Rex, Esq.

William F. White-Primex Broker-Discloses FINRA Investigation and Settlement of Customer Dispute
William F. White-Primex Broker-Discloses FINRA Investigation and Settlement of Customer Dispute 150 150 Robert Rex, Esq.

February 2017-New York According to publicly available records William F. White  , (CRD# 2168943) ,  a   stockbroker who is employed by Primex, discloses a  pending FINRA investigation and the settlement of a customer dispute.…

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  • Robert Rex, Esq.

Rory Powell-Network 1 Financial Securities Broker-Discloses Pending Customer Disputes
Rory Powell-Network 1 Financial Securities Broker-Discloses Pending Customer Disputes 150 150 Robert Rex, Esq.

February 2017-Syosset, NY According to publicly available records Rory Powell  , (CRD# 5430493) ,  a   stockbroker who is employed by Network 1 Financial Securities, discloses two  pending customer disputes. The Financial Industry…

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  • Robert Rex, Esq.

Patrick C. Gugliotta-Former K.C. Ward Broker-Discloses Pending Customer Dispute
Patrick C. Gugliotta-Former K.C. Ward Broker-Discloses Pending Customer Dispute 150 150 Robert Rex, Esq.

July 2016-Ronkonkoma, NY According to publicly available records Patrick C. Gugliotta  , (CRD# 5033421) ,  a   stockbroker who was formerly employed by K.C. Ward Financial, discloses a  pending customer dispute. The Financial Industry…

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  • Robert Rex, Esq.

Carlos N. Evertsz-Seda-K.C. Ward Financial Broker-Discloses Customer Dispute
Carlos N. Evertsz-Seda-K.C. Ward Financial Broker-Discloses Customer Dispute 150 150 Robert Rex, Esq.

January 2016-Ronkonkoma, NY According to publicly available records Carlos N. Evertsz-Seda  , (CRD# 4285605) ,  a   stockbroker who is currently employed by K.C. Ward Financial, discloses a  pending customer dispute. The…

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  • Robert Rex, Esq.

Jean Walsh-Josephson -Former Thrivent Investment Management Broker & Husband Die In Murder-Suicide
Jean Walsh-Josephson -Former Thrivent Investment Management Broker & Husband Die In Murder-Suicide 150 150 Robert Rex, Esq.

February 2017-Oshkosh, Wisconsin According to US News, the sheriff of Winnebago County reports that former Thrivent Investment Management stock broker Jean A. Walsh-Josephson and her husband, Dewey Josephson,  were found…

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