• Robert Rex, Esq.

Brent Porges-Former Meyers Assoc. Broker-Discloses Customer Disputes & Regulatory Investigations
Brent Porges-Former Meyers Assoc. Broker-Discloses Customer Disputes & Regulatory Investigations 150 150 Robert Rex, Esq.

August 2016- New York The FINRA records of  Brent Porges,  a  former stock broker who is currently not licensed   disclose  a currently pending regulatory matter, a prior regulatory matter, 4 prior customer disputes, a currently…

read more
  • Robert Rex, Esq.

Stanley J. Fortenberry of San Angelo, TX, Indicted on Fraud Charges in Connection Oil Deals
Stanley J. Fortenberry of San Angelo, TX, Indicted on Fraud Charges in Connection Oil Deals 150 150 Robert Rex, Esq.

August 11, 2016-San Angelo, Texas The Department of Justice announced that Stanley J. Fortenberry, 50, of San Angelo, Texas, has been charged with 3 counts of mail fraud, 2 counts…

read more
  • Robert Rex, Esq.

Joseph F. Comiskey-K.C. Ward Financial Broker-Discloses Customer Dispute & Outstanding Liens
Joseph F. Comiskey-K.C. Ward Financial Broker-Discloses Customer Dispute & Outstanding Liens 150 150 Robert Rex, Esq.

August 2016- Ronkonkoma, NY The FINRA records of Joseph F. Comiskey, Jr. ,  a  stock broker who is currently  employed by K. C. Ward Financial  disclose  a currently pending customer dispute, 2 prior customer disputes,…

read more
  • Robert Rex, Esq.

Craig D. Dima-Former K.C. Ward Financial Broker-Barred From Securities Industry
Craig D. Dima-Former K.C. Ward Financial Broker-Barred From Securities Industry 150 150 Robert Rex, Esq.

June 2017- Ronkonkoma, NY The FINRA records of Craig D. Dima ,  a former  stock broker who was last employed by K. C. Ward Financial  disclose 3 prior regulatory events,  5 prior customer disputes, 2…

read more
  • Robert Rex, Esq.

Thomas J. Briguccia-K.C. Ward Financial Broker-Discloses Customer Disputes & Outstanding Judgments
Thomas J. Briguccia-K.C. Ward Financial Broker-Discloses Customer Disputes & Outstanding Judgments 150 150 Robert Rex, Esq.

August 2016- Ronkonkoma, NY The FINRA records of Thomas J. Briguccia, Jr. ,  a  stock broker who is currently  employed by K. C. Ward Financial  disclose 3 currently pending customer disputes, a6 prior customer disputes…

read more
  • Robert Rex, Esq.

Marcello Lattuca-Former JHS Capital Broker-Discloses Pending Customer Arbitration
Marcello Lattuca-Former JHS Capital Broker-Discloses Pending Customer Arbitration 150 150 Robert Rex, Esq.

August 2016- Massapequa, NY The FINRA records of Marcello Lattuca ,  a  stock broker who is currently  employed by NBC Securities  disclose a currently pending customer dispute and a prior customer dispute. The Financial Industry Regulatory Authority…

read more
  • Robert Rex, Esq.

Dennis H. Cambal-Former JHS Capital Broker-Discloses Regulatory Action & Customer Disputes
Dennis H. Cambal-Former JHS Capital Broker-Discloses Regulatory Action & Customer Disputes 150 150 Robert Rex, Esq.

August 2016- Yarmouth, MA The FINRA records of Dennis H. Cambal ,  a  stock broker who is currently  employed by NBC Securities  disclose a prior regulatory event and 9 prior customer disputes. The Financial Industry Regulatory Authority…

read more
  • Robert Rex, Esq.

Henry C. Prange-KCD Financial Broker-Discloses Pending Customer Dispute
Henry C. Prange-KCD Financial Broker-Discloses Pending Customer Dispute 150 150 Robert Rex, Esq.

August 2016- Green Bay, WI The FINRA records of Henry C. Prange, IV,  ,  a  stock broker who is currently  employed by KCD Financial, Inc.  disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is…

read more
  • Robert Rex, Esq.

Randall A. Heller -KCD Financial Broker-Discloses Customer Dispute Over REIT Investment
Randall A. Heller -KCD Financial Broker-Discloses Customer Dispute Over REIT Investment 150 150 Robert Rex, Esq.

August 2016- Oak Lawn, IL The FINRA records of Randall A. Heller ,  a  stock broker who is currently  employed by KCD Financial, Inc.  disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

read more
  • Robert Rex, Esq.

George P. Koulouris-KCD Financial Broker-Discloses Customer Disputes-Manlius, NY
George P. Koulouris-KCD Financial Broker-Discloses Customer Disputes-Manlius, NY 150 150 Robert Rex, Esq.

August 2016- Manlius, NY The FINRA records of George P. Koulouris ,  a  stock broker who is currently  employed by KCD Financial, Inc.  disclose a prior regulatory event, 6 prior customer disputes, one currently pending customer dispute…

read more
Enter your
text here

You cannot copy content of this page