Recovery Options for Losses on Chesapeake Energy Investments

Recovery Options for Losses on Chesapeake Energy Investments 150 150 Robert Rex, Esq.

March 16, 2016 Chesapeake Energy, Chesapeake Exploration, SandRidge Energy and other defendants were named in a class action filed by landowners alleging antitrust violations and bid rigging designed to depress…

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Larry Werbel’s Co-Conspirator Edward Durante Extradited From Germany

Larry Werbel’s Co-Conspirator Edward Durante Extradited From Germany 150 150 Robert Rex, Esq.

The FBI announced the arrest and extradition of repeat securities fraud offender Edward Durante, also known as:  Ted Wise Efran Eisenberg Yulia Ed Simmons Durante was arrested in Germany and…

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Larry Werbel Indicted For Securities Fraud & Ordered to Pay $100,000 by FINRA Arbitrators- In the Same Week

Larry Werbel Indicted For Securities Fraud & Ordered to Pay $100,000 by FINRA Arbitrators- In the Same Week 150 150 Robert Rex, Esq.

February 24, 2016- Cleveland, Ohio A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered former Summit Brokerage Services stockbroker Larry Werbel , who operated Evolution Partners Wealth Management of Chagrin Falls,…

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Questar Capital Ordered to Pay Customer For Unsuitable REIT Sale

Questar Capital Ordered to Pay Customer For Unsuitable REIT Sale 150 150 Robert Rex, Esq.

March 1, 2016- Louisville, KY A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered Questar Capital Corporation  to pay a customer $120,391, plus costs. The customer filed a case seeking damages as a result of…

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Henry Kulig- FSC Securities/ Csenge Advisory Investigation-Clearwater, FL

Henry Kulig- FSC Securities/ Csenge Advisory Investigation-Clearwater, FL 150 150 Robert Rex, Esq.

JUNE 2018- Clearwater, FLA We are investigating the Csenge Advisory Group on behalf of an elderly lady who alleges that she was sold an  unsuitable real estate investment trust (REIT).…

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Sagepoint Financial Hit With Arbitration Award for Allowing Husband to Trade Wife’s Account

Sagepoint Financial Hit With Arbitration Award for Allowing Husband to Trade Wife’s Account 150 150 Robert Rex, Esq.

March 3, 2016- Des Moines, Iowa A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered Sagepoint Financial to pay $57,500 to a wife who brought the action against Sagepoint alleging…

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Lisa Lowi Investigation-Former RBC Capital Broker-W. Palm Beach, FL

Lisa Lowi Investigation-Former RBC Capital Broker-W. Palm Beach, FL 150 150 Robert Rex, Esq.

November 2017-South Florida We are investigating former RBC Capital Markets/ Janney Montgomery Scott broker Lisa J Lowi of West Palm Beach, Florida. According to her official FINRA record, Lowi was recently barred from the…

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Paul V. Blum Investigation-RBC Capital Markets-West Palm Beach, FL

Paul V. Blum Investigation-RBC Capital Markets-West Palm Beach, FL 150 150 Robert Rex, Esq.

We are investigating former RBC Capital Markets broker Paul V. Blum of West Palm Beach, Florida. According to his official FINRA record, Blum was employed by RBC Capital Markets from…

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Naples Florida Man Sentenced to 6 1/2 Years for Investment Fraud

Naples Florida Man Sentenced to 6 1/2 Years for Investment Fraud 150 150 Robert Rex, Esq.

March 14, 2016- Fort Myers, Florida The Department of Justice announced today that Dorian Garcia, age 31, was sentenced to 6 and one half years in federal prison for a…

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Lubbock, Texas-Caprock Securities Ceases Operations Following Verdict vs. Broker Tony Robertson

Lubbock, Texas-Caprock Securities Ceases Operations Following Verdict vs. Broker Tony Robertson 150 150 Robert Rex, Esq.

January 25, 2016- Lubbock, Texas Tony L. Robertson , formerly a broker with Caprock Securities  was permanently barred from the securities industry, for failing to respond to FINRA request for information.…

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